A unit of the course: the story, then chapter by chapter — sections, numbered lessons, a source or the numbers to read, three checks each — a review per chapter, and the wrap-up at the end.
Drawn scene: a Manchester cotton mill with smokestacks, a Paris crowd raising a tricolor, and a steam locomotive pulling across a viaduct under a smoky sky
16Unit
Revolutions and the Modern World
1750–1914
In 1750 almost every person on earth lived under a king, an emperor or a lord, farmed with tools their great-grandparents would have recognized, and expected their children to do the same. By 1914 republics and constitutions had spread across the Atlantic world, machines driven by coal and electricity made most of what people used, cities of a million were common, and a handful of industrial nations ruled most of the planet. No period of similar length had changed human life so much. This unit is about how that happened and who paid for it.
Three revolutions run through these chapters, and they fed each other. Political revolutions, from Philadelphia and Paris to Haiti and Mexico, declared that governments must rest on the consent of the governed and that people have rights simply because they are people. The Industrial Revolution, starting in Britain, put power in machines and moved millions from farms to factories and cities. Then nationalism and imperialism, armed with the new machines and the new wealth, built nations like Germany and Japan and carved up Africa and Asia, until Europe's rivalries locked into the alliances of 1914.
You will read the documents, the numbers and the testimony: a declaration of rights and a woman's answer to it, a coal-output table, a mill child before a committee, a Chinese official's letter to a queen. You will meet people who won, people who lost, and people who were left out and fought their way in. By the end you should be able to explain why the modern world took the shape it did, and to argue, with evidence, about whether the people who made it kept the promises they wrote down.
When it happened
1776
The Declaration of Independence claims that governments rest on the consent of the governed
1776
Watt and Boulton sell their first improved steam engines; Adam Smith publishes The Wealth of Nations
1789
The Bastille falls, nobles give up privileges on August 4, and France declares the Rights of Man
1791
Enslaved people rise in Saint-Domingue; Olympe de Gouges publishes the Rights of Woman
1804
Haiti declares independence; Napoleon crowns himself emperor and issues his law code
1810–1824
Hidalgo's cry in Mexico; Bolívar and San Martín win independence for Spanish South America
1830–1833
The Liverpool and Manchester Railway opens; Britain passes the Factory Act and abolishes slavery
1848
Revolutions sweep Europe; Marx and Engels publish the Communist Manifesto
1857–1858
Rebellion in India ends East India Company rule; the British Crown takes over
1868–1871
The Meiji Restoration begins in Japan; Italy and Germany complete unification
1884–1885
The Berlin Conference sets rules for dividing Africa; no African is invited
1896–1914
Ethiopia defeats Italy at Adwa; alliances harden until a murder in Sarajevo starts a world war
35
Chapter
Political Revolutions
1750–1850
Big questionWhen people in the Atlantic world declared that all men had rights, who got to claim them, and who had to fight for them?
The story
The Night the Nobles Gave It Away
On a hot August night in 1789, the men who owned France stood up one by one and handed over the privileges their families had held for centuries.
It is the evening of August 4, 1789, in Versailles, a few miles outside Paris. The hall is packed. The men inside call themselves the National Assembly, and they are trying to write a new set of rules for France. Outside the hall the country is on fire. Peasants in the countryside are breaking into manor houses, burning the papers that record what they owe their lords, and sometimes burning the houses too. Riders bring news every day of another castle attacked. The men in the hall are frightened. Many of them are the lords whose papers are burning.
Around eight o'clock a nobleman, the Viscount de Noailles, walks to the front. His family is rich and old. He proposes something no one expected: end the special dues that peasants pay to lords. Give up the old privileges. Another noble, the Duke d'Aiguillon, one of the biggest landowners in France, stands and agrees. Then a bishop stands. Then a lawyer from a small town. One after another, men rise to give up hunting rights, tax breaks, private courts, church fees, the right to buy a government job and pass it to a son. The clerks can barely keep up.
Some of the men are moved by real belief. They have read books that say all people are born equal, and tonight they act on it. Some are afraid; giving up privileges in a hall is safer than losing them to a mob. Some are quietly counting: a noble who gives up a hunting right costs himself little, while a bishop who gives up church taxes costs the church a great deal. By two in the morning the Assembly has voted to sweep away what it calls the feudal system. Men weep and embrace. A week later the fine print will take some of it back, but the night itself cannot be undone.
Three weeks after this night, the same Assembly will publish a Declaration of the Rights of Man and of the Citizen. It will say men are born free and equal in rights. Almost at once, people the Assembly had not thought about will ask a hard question. A playwright named Olympe de Gouges will ask why the declaration says nothing about women. Half a million enslaved people in France's sugar colony of Saint-Domingue will ask why it says nothing about them. Over the next sixty years, from Paris to Haiti to Mexico to Vienna, people will keep asking who the rights of man belong to.
Talk about itWhy might someone give up a privilege on his own before it is taken by force? What does he gain, and what does he risk?
Section 1
Rights of Man Across the Ocean
35.1
A Revolution the World Watched
Main ideaThe American Revolution was a world event: it grew from a world war, was won with foreign help, and gave people everywhere a model for government by consent.
In 1763 Britain won a war against France that had been fought on four continents. Winning was expensive. The British government had borrowed heavily and now had to pay for troops in North America. Parliament decided the colonists should help, and passed new taxes on sugar, paper and tea. Colonists who had never been allowed to send anyone to Parliament objected. Their slogan was simple: no taxation without representation. A world war had started the quarrel that became the American Revolution.
In July 1776 the thirteen colonies declared independence. The Declaration of Independence made a claim that reached far beyond America. It said that all men are created equal, that they have rights that no one can take away, and that a government gets its power from the of the people it governs. Consent means agreement. If a government destroys people’s rights, the Declaration said, the people may change or replace it. Kings across Europe ruled by birth and by claims that God had chosen them. This was a direct challenge to that idea.
The colonists could not have won alone. France, still angry about losing in 1763, sent money, weapons, ships and thousands of soldiers. Spain and the Dutch joined against Britain. In 1781 a French fleet blocked the sea and a combined American and French army trapped the British at Yorktown, Virginia. The British surrendered. The peace treaty of 1783 recognized the United States. France had helped create a , a country with no king, and had gone deep into debt to do it. That debt would soon help bring down the French king himself.
The new United States wrote a Constitution in 1787 that set up elected lawmakers, a president chosen for a term instead of for life, and courts to check them both. People in Europe and Latin America read it closely. Yet the same Constitution protected slavery, and about one in five people in the new country was enslaved. Women could not vote. The revolution had announced a principle bigger than the people who wrote it. Much of the next century would be a fight over how far that principle reached.
Words to know
consent
agreement; in politics, the idea that a government is legitimate only if the people accept it
republic
a country with no king, where leaders are chosen by citizens and hold office for a set time
representation
having someone chosen to speak and vote for you in a lawmaking body
Check yourself
1. Why did Parliament begin taxing the American colonies after 1763?
Why: Britain had borrowed heavily to win the war that ended in 1763 and wanted the colonists to help pay for troops in North America.
2. What did the Declaration of Independence say a government needs in order to be legitimate?
Why: The Declaration said governments get their just powers from the consent of the governed, a direct challenge to rule by birth.
3. How did French help affect the outcome at Yorktown in 1781?
Why: A French fleet cut off the British by sea while American and French troops surrounded them on land, forcing a surrender.
35.2
Three Estates and a Tennis Court
Main ideaFrance's king called the Estates-General to solve a money crisis, and the Third Estate turned it into a claim that the nation, not the king, held power.
By 1788 the French government was close to broke. Wars, including the one that helped America, had piled up debt. Bread prices rose after bad harvests. Yet the people who could best afford taxes paid the least. French society was divided by law into three groups called . The First Estate was the clergy, the Second Estate the nobles. Together they were perhaps two percent of the population and owned much of the land, and they paid few taxes. The Third Estate was everyone else, from rich merchants and lawyers to city workers and peasants, about ninety-seven percent of France.
King Louis the Sixteenth needed new taxes, and to get them he called a meeting that had not been held since 1614: the Estates-General. It opened at Versailles on May 5, 1789. At once a fight broke out over voting. By the old rule each estate had one vote, so the clergy and nobles could always outvote the Third Estate two to one. The Third Estate demanded that every deputy get one vote. It had as many deputies as the other two combined, and many priests and some nobles agreed with it.
On June 17 the Third Estate declared itself the National Assembly, claiming to speak for the whole nation. Three days later the deputies found their meeting hall locked. They moved to an indoor tennis court nearby and swore an oath not to leave until France had a , a written set of rules that would limit the king’s power. The king backed down and told the other estates to join them. But he also began moving soldiers toward Paris, and people in the city feared an attack.
On July 14 crowds in Paris looking for gunpowder stormed the Bastille, a royal fortress and prison. It held only seven prisoners, but it stood for the king’s power to lock people up without trial. The crowd killed the governor. News of the Bastille spread across the country and set off the peasant risings that frightened the nobles on the night of August 4. In less than three months, a meeting called to fix the budget had become a revolution. The word , the final power to rule, had moved from the king to the nation.
Words to know
estate
one of the three legal groups in old France: clergy, nobles, and everyone else
constitution
a written set of basic rules that says how a government works and limits its power
sovereignty
the final power to rule in a country
Check yourself
1. Why did Louis the Sixteenth call the Estates-General in 1789?
Why: Debt from wars and a weak economy left the treasury empty, and the king needed the estates to approve new taxes.
2. What was unfair about voting by estate, according to the Third Estate?
Why: With one vote per estate, the clergy and nobles, about two percent of the people, could outvote the other ninety-seven percent.
3. Why did the storming of the Bastille matter so much when it held only seven prisoners?
Why: The Bastille was a symbol of royal power, and its fall showed that ordinary Parisians could defeat it.
35.3
Rights on Paper, Women Left Off
Main ideaThe Declaration of the Rights of Man announced equal rights for men, and Olympe de Gouges answered with a declaration for women that cost her her life.
On August 26, 1789, the National Assembly approved the Declaration of the Rights of Man and of the Citizen. It was short, seventeen articles, and meant to be read aloud. Men are born free and equal in rights, it began. Those rights included liberty, property and safety. Law should be the same for everyone. No one could be arrested without cause. People could speak and print their opinions. Taxes should be shared according to ability to pay. The document borrowed from the American Declaration but went further, since it was written as law for a whole nation rather than as a break from a king.
The word in the title was man, and the Assembly meant it. Women could not vote, hold office or serve on juries. Olympe de Gouges, a playwright and pamphlet writer from the south of France, noticed. In 1791 she published her own Declaration of the Rights of Woman and of the Female Citizen. It copied the Assembly’s document article by article and added women to each one. Woman is born free and remains equal to man in rights, she wrote. If a woman can be sent to the scaffold, she argued, she should also be able to stand at the speaker’s platform.
Women had already shown their power in the streets. On October 5, 1789, thousands of Paris market women, angry about the price of bread, marched twelve miles in the rain to Versailles. The next day they forced the king and his family to move to Paris, where the people could watch them. Women filled the public galleries of the Assembly and formed political clubs. Yet in 1793 the government shut the women’s clubs, and that November Olympe de Gouges was executed by , the new beheading machine, for her writings against the men in power.
The Assembly also left out the enslaved. France’s Caribbean colonies held hundreds of thousands of people in , and colonial planters sat in the Assembly. For two years the deputies argued and delayed. Meanwhile free people of color in the colonies, some of them wealthy, demanded the citizenship the Declaration seemed to promise. The documents of 1789 and 1791 set a standard that their own authors did not meet. That gap gave everyone left out a text to point to, and they used it.
Words to know
declaration
a formal public statement of principles or claims
guillotine
a machine with a heavy falling blade used in France for executions after 1792
slavery
a system in which people are owned as property and forced to work without pay
Check yourself
1. Which of these was a principle of the 1789 Declaration of the Rights of Man?
Why: The Declaration said law should be the same for all, no one could be arrested without cause, and taxes should be shared by ability to pay.
2. How did Olympe de Gouges build her 1791 declaration?
Why: Her declaration followed the 1789 document article by article, rewriting each to include women.
3. What happened to the women of Paris who marched to Versailles in October 1789?
Why: The market women marched over bread prices and the next day brought the royal family back to Paris under the eyes of the people.
Section 2
Terror, Emperor, Restoration
35.4
The Republic and the Terror
Main ideaWar and fear pushed the French Revolution from a limited monarchy to a republic that executed its king and then thousands of its own citizens.
In June 1791 King Louis the Sixteenth tried to flee France in disguise. He was caught near the border and brought back to Paris under guard. Many people who had trusted him now saw him as a traitor. The next year France went to war with Austria and Prussia, whose rulers wanted to crush the revolution before it spread. The war went badly at first. Enemy armies crossed the border. In August 1792 a Paris crowd stormed the king’s palace, and the Assembly suspended the monarchy. In September a new assembly, the Convention, declared France a republic.
The Convention put the king on trial for treason and found him guilty. On January 21, 1793, he was beheaded in a public square before a huge crowd. His wife, Marie Antoinette, followed in October. Now every king in Europe had reason to fight France. Britain, Spain and the Netherlands joined the war. Inside France, some regions rose in revolt against Paris. Prices soared. The Convention responded with a that called up hundreds of thousands of men, the largest army Europe had ever seen, and with emergency powers.
Those powers went to a small group called the Committee of Public Safety, led by a lawyer named Maximilien Robespierre. From 1793 to 1794 the committee ran what became known as the . Special courts tried suspected enemies of the revolution quickly and sent them to the guillotine. About seventeen thousand people were executed after trials, and many more died in prison or in fighting in rebel regions. Victims included nobles and priests, but most were ordinary people. Robespierre argued that terror was needed to protect liberty from its enemies. In July 1794 his fellow deputies turned on him, and he too was executed.
Why did a revolution that began with a declaration of rights end up killing so many? Historians point to war, which made every disagreement look like treason. They point to fear of counter-revolution, which was real. And they point to leaders who came to believe that anyone against them was against the people. The Terror ended, but the questions stayed. Can a government suspend rights to save a revolution? The republic that survived was tired, and it would soon hand power to a general.
Words to know
draft
a law that requires citizens to serve in the army
treason
the crime of betraying your own country, such as helping its enemies in war
Terror
the period of 1793–1794 when the French government executed thousands of suspected enemies
Check yourself
1. What turned many French people against their king in 1791?
Why: The king's failed escape made people see him as a traitor who would join France's enemies.
2. What role did war play in the Terror?
Why: With enemy armies at the border and revolts inside France, leaders treated critics as enemies and took emergency powers.
3. Who made up most of the people executed during the Terror?
Why: Nobles and priests were among the victims, but most of the roughly seventeen thousand executed were ordinary French people.
35.5
Napoleon's Empire and Its Fall
Main ideaNapoleon ended the revolution's chaos, spread its laws across Europe by conquest, and was finally defeated by the nations his conquests helped awaken.
Napoleon Bonaparte was a young artillery officer from the island of Corsica who rose fast in the revolutionary army. He won battles in Italy and became famous. In 1799 he joined a , a sudden seizure of power, and made himself the leading man in France. In 1804 he crowned himself emperor in a cathedral in Paris, taking the crown from the pope’s hands and placing it on his own head. The republic was over. But Napoleon kept many of the revolution’s gains. Careers were open to talent, not birth. Feudal dues did not come back.
His most lasting work was a law code, completed in 1804 and known as the Napoleonic Code. It gave France one clear set of laws in place of hundreds of local customs. It protected property and made all men equal before the law. It also put wives under their husbands’ authority and restored slavery in the colonies that France still held. As Napoleon’s armies conquered Spain, Italy, the Netherlands and much of Germany, he set up the Code and his relatives as rulers. Old borders and old privileges disappeared. People in conquered lands got modern laws and heavy taxes and a draft for Napoleon’s wars.
The conquests carried the seeds of his defeat. Spaniards fought a guerrilla war against French occupation. Germans who had welcomed French ideas came to hate French rule and began to think of themselves as one people. In 1812 Napoleon invaded Russia with about six hundred thousand men. The Russians retreated, burned Moscow, and let winter do the rest. Only a small fraction of the army came home. Europe’s rulers joined together, entered Paris in 1814, and sent Napoleon to a small island. He escaped, ruled for a hundred days, and lost for good at Waterloo in June 1815.
The winners met in Vienna to redraw the map. Led by the Austrian minister Metternich, they put kings back on thrones and tried to make revolution impossible. The French king’s brother took the throne, but even he had to accept a constitution and the Code. The Congress of Vienna gave Europe almost forty years without a major war. It also left millions of people, Poles, Italians, Germans, ruled by foreign courts. The idea that a people should rule itself, which Napoleon had spread without meaning to, would drive the next round of revolutions.
Words to know
coup
a sudden, illegal seizure of power, usually by military officers
code
a complete, organized set of laws
guerrilla
a fighter who uses surprise attacks and ambushes rather than open battle
Check yourself
1. Which part of the revolution did Napoleon keep after making himself emperor?
Why: Napoleon ended the republic, but he kept equality before the law and open careers; he did not restore feudal privilege.
2. What made the invasion of Russia in 1812 a disaster for Napoleon?
Why: The Russians pulled back, left Moscow in ashes, and cold and hunger wiped out most of the roughly six hundred thousand men.
3. What did the Congress of Vienna try to do after 1815?
Why: Metternich and the winning powers restored monarchies and built a system to stop revolution, leaving many peoples under foreign rule.
Section 3
Revolutions in the Americas
35.6
Haiti: The Enslaved Free Themselves
Main ideaIn Saint-Domingue, half a million enslaved people rose in 1791, forced France to abolish slavery, defeated Napoleon's army, and founded Haiti in 1804.
In 1789 the French colony of Saint-Domingue, on the western part of the island of Hispaniola, was the richest colony in the world. Its sugar and coffee plantations produced a large share of the sugar Europeans ate. That wealth came from about five hundred thousand enslaved Africans. Most were born in Africa. Planters worked them so hard that they expected to replace them within years. About thirty thousand white colonists lived among them. So did a similar number of free people of color, some of whom owned land and slaves themselves.
News of the Declaration of the Rights of Man reached the colony quickly. Free people of color asked for citizenship and were refused. Then, in August 1791, enslaved people in the northern plain rose in a planned revolt. They burned plantations and killed masters. Within weeks tens of thousands were in arms. A former coachman named Toussaint Louverture, about fifty years old and free for some years before the revolt, became the rebels’ greatest general. He drilled his soldiers, made alliances with Spain and then with France, and outmaneuvered everyone.
In 1794 the French Convention, at war and needing the rebels’ help against Britain and Spain, slavery in all French colonies. Toussaint took the French side and by 1801 governed the whole island under a constitution he wrote himself. Then Napoleon took power in France and decided to bring back slavery. In 1802 he sent a large army. Toussaint was tricked into a meeting, arrested, and shipped to a cold mountain prison in France, where he died in April 1803. His last words to his captors, as reported, were that in overthrowing him the French had cut only the trunk of the tree of liberty; its roots were many and deep.
He was right. His generals, led by Jean-Jacques Dessalines, fought on. Yellow fever killed French soldiers by the thousands. In November 1803 the French gave up. On January 1, 1804, Dessalines declared the independent nation of Haiti, using the name the island’s first people had given it. It was the only successful revolution by enslaved people in history and the second independent nation in the Americas. The world’s slaveholding powers refused to recognize it. In 1825 France demanded a huge payment, at first one hundred fifty million francs, for the loss of its property, meaning its former slaves, and Haiti paid for generations.
Words to know
plantation
a large farm growing one crop for sale, such as sugar, usually worked by enslaved or poorly paid laborers
abolish
to end something completely by law, such as slavery
independence
the state of ruling yourself, free from control by another country
Check yourself
1. Why did the French Convention abolish slavery in 1794?
Why: At war with Britain and Spain, the Convention freed the enslaved partly to win the rebel armies, including Toussaint's, to the French side.
2. What did Toussaint mean by saying the French had cut only the trunk of the tree of liberty?
Why: He predicted that arresting him would not stop the revolution, and Dessalines and the other generals proved him right.
3. How did France treat Haiti after independence in 1804?
Why: In 1825 France demanded one hundred fifty million francs for the planters' losses, a debt that burdened Haiti for generations.
35.7
Bolívar and Spanish South America
Main ideaWhen Napoleon toppled Spain's king, Spanish America's colonies broke away, and Simón Bolívar led armies across the Andes to win independence for the north of South America.
Spain had ruled most of South and Central America for three hundred years. At the top sat officials born in Spain. Below them were , people of Spanish descent born in the Americas. Creoles owned the ranches and mines and had read the American and French declarations, but Spain kept the best jobs for its own. Below the creoles were mixed-race people, Native Americans and enslaved Africans, who made up most of the population and had the fewest rights. Creoles wanted power for themselves; they were less eager to share it with those below.
In 1808 Napoleon invaded Spain and put his brother on the throne. Suddenly no one knew who the legitimate ruler of the colonies was. Town councils across Spanish America set up their own governments, at first in the name of the imprisoned Spanish king, then in their own name. In Caracas a wealthy creole named Simón Bolívar, born in 1783 and educated in Europe, helped declare Venezuela independent in 1811. Spain fought back hard. Bolívar lost, went into exile in Jamaica and Haiti, and came back with help from Haiti’s president in return for a promise to free the enslaved.
Bolívar’s great gamble came in 1819. He marched an army of a few thousand, including cattlemen from the plains and British volunteers, through flooded lowlands and over the freezing Andes mountains into what is now Colombia. Many died on the way. The survivors surprised the Spanish at Boyacá and won. Bolívar joined Venezuela, Colombia and later Ecuador into one republic, Gran Colombia. Meanwhile José de San Martín led an army from Argentina over the Andes into Chile and then Peru. The last Spanish army on the continent surrendered at Ayacucho, Peru, in 1824.
Bolívar wanted a united South America. He got a dozen separate countries, often ruled by generals. He abolished slavery where he could, though slavery lasted for decades in some new nations. He wrote constitutions and watched them fail. Gran Colombia broke apart in 1830, the year he died at forty-seven. Yet the independence he won was real. Spain’s American empire, the largest in the world for three centuries, had ended. Historians still debate whether independence changed much for the Native and mixed-race majority, who mostly exchanged Spanish masters for creole ones.
Words to know
creole
in Spanish America, a person of Spanish descent born in the Americas
exile
being forced to live away from your home country
liberator
a person who frees others from foreign rule or slavery
Check yourself
1. Who were the creoles in Spanish America?
Why: Creoles were American-born people of Spanish descent who owned much of the land but were shut out of the top jobs.
2. What event in Europe opened the way for Spanish American independence?
Why: When Napoleon removed Spain's king, colonists no longer knew who legitimately ruled them and formed their own governments.
3. Why do historians question how much independence changed life for most South Americans?
Why: Independence put creoles in charge; the poor majority gained little at first, and slavery lasted for decades in some countries.
35.8
Hidalgo's Cry in Mexico
Main ideaMexico's independence began as a rising of the poor led by a priest, was crushed, and was finished eleven years later by the very elites who had fought against it.
Before dawn on September 16, 1810, in the small town of Dolores in central Mexico, a parish priest named Miguel Hidalgo rang his church bell. Hidalgo was almost sixty, read banned French books, and had spent years teaching local people to make pottery and raise silkworms so they could earn a living. He had planned a revolt with a few creole officers, but the plan was discovered. Rather than be arrested, he called the townspeople together and told them to rise against bad government. The call became known as the Grito de Dolores, the cry of Dolores.
What happened next surprised everyone, including Hidalgo. Tens of thousands of Native and mixed-race farmers and miners joined him, armed with machetes, clubs and farm tools. This was not the creole revolution of Bolívar. It was the poor against three centuries of , forced labor and hunger. Hidalgo’s army took the city of Guanajuato and killed hundreds of Spaniards and creoles who had taken shelter in the granary. That violence terrified wealthy creoles, who might have wanted independence but did not want this. Hidalgo declared an end to slavery and to tribute, but his untrained followers could not beat regular troops.
Within months the army defeated him. Hidalgo was captured, stripped of his priesthood, and shot in 1811. His head was hung in a cage on the granary wall in Guanajuato for ten years as a warning. Another priest, José María Morelos, took up the fight with a better organized army and a written program: independence, equality for all races, and an end to slavery. Morelos was captured and shot in 1815. The revolt shrank to small bands in the hills.
Then events in Spain changed everything. In 1820 Spanish liberals forced their king to accept a constitution that limited the church and the army. Mexico’s conservative creoles, who had fought Hidalgo, now feared a liberal Spain more than independence. A royalist officer, Agustín de Iturbide, made a deal with the remaining rebels, and in 1821 Mexico became independent with almost no fighting. Iturbide made himself emperor for less than two years. Mexico today celebrates September 16, Hidalgo’s cry, as its Independence Day, not the deal of 1821. The date choice is an argument about whose revolution it was.
Words to know
tribute
a tax that Native people in Spanish America were forced to pay to the crown
royalist
someone who fights for the king against a revolution
conservative
someone who wants to keep existing institutions and resists sweeping change
Check yourself
1. How was Hidalgo's rising different from Bolívar's movement?
Why: Hidalgo's followers were the poor majority, armed with farm tools, and their violence frightened the creole elite.
2. Why did wealthy creoles finally accept independence in 1821?
Why: After Spanish liberals limited the church and army in 1820, conservative creoles chose independence as the safer option.
3. What did Morelos add to the movement after Hidalgo's death?
Why: Morelos organized a real army and set out clear goals before he was captured and executed in 1815.
Section 4
Nations, Uprisings and Freedom
35.9
1848: The Springtime of Peoples
Main ideaIn 1848 revolutions swept across Europe demanding constitutions and nations of their own, won for a few months, and were mostly crushed, though the ideas survived.
After 1815 Europe’s rulers tried to freeze the map. Underneath, two ideas were growing. One was : the belief that governments should have written constitutions, elected assemblies, and protected rights such as free speech. The other was : the belief that a people who share a language and history should have a country of their own. Italians lived under Austrian and other rulers. Germans lived in dozens of small states. Hungarians, Czechs and Poles lived inside empires that spoke other languages. Bad harvests in 1846 and 1847 and rising prices added hunger to frustration.
In February 1848 Paris rose again. King Louis-Philippe fled, and France became a republic that soon gave every adult man the vote. Within weeks the news set off risings in Vienna, Berlin, Milan, Venice, Budapest and Prague. In Vienna, Metternich himself, the man who had built the order of 1815, fled the city. Kings promised constitutions. In Frankfurt, elected delegates from across the German states met to write a constitution for a united Germany. For a few months it looked as if Europe had changed forever.
Then the revolutions came apart. The people who had fought together wanted different things. Middle-class liberals wanted a constitution and orderly elections. Workers in Paris wanted jobs and bread, and when the government closed its work program in June, the army crushed a workers’ rising with thousands killed. Nationalists in one place opposed nationalists next door: Hungarians wanted freedom from Austria but not for the Croats and Romanians under them. Armies stayed loyal to their rulers. By 1849 Austrian and Russian troops had crushed Hungary, the Frankfurt parliament had been dissolved, and the French republic had elected Napoleon’s nephew, who would soon make himself emperor.
Yet 1848 left marks. Serfdom, which tied peasants to a lord’s land, ended in Austria and Hungary for good. Some constitutions survived in weakened form. And tens of thousands of defeated revolutionaries fled, many to the United States. These Forty-Eighters, as they were called, settled in cities like Chicago and towns in southern Illinois, brought newspapers and political clubs with them, and became strong voices against slavery in the 1850s. Ideas that lost in Europe took root in Illinois.
Words to know
liberalism
in the 1800s, the belief in constitutions, elected assemblies and protected individual rights
nationalism
the belief that a people sharing a language and history should have their own country
serfdom
a system that tied peasants to a lord's land and required labor and payments
Check yourself
1. What did nationalists in 1848 want?
Why: Nationalism held that Italians, Germans, Hungarians and others should each have their own nation-state.
2. Why did the 1848 revolutions fall apart so quickly?
Why: Liberals, workers and rival nationalists split, and rulers whose armies obeyed them crushed the risings by 1849.
3. How did 1848 affect Illinois?
Why: Forty-Eighters who fled Europe brought political clubs and newspapers to Illinois and became strong antislavery voices.
35.10
The Fight to End Slavery
Main ideaAbolition was won piece by piece across the Atlantic world by the enslaved, free Black activists and religious reformers who used the language of rights against slavery.
In 1750 slavery was legal in nearly every society on earth, and few people questioned it. By 1850 the slave trade across the Atlantic had been outlawed by most nations and slavery itself had ended in Haiti, the British Empire, most of Spanish America and the northern United States. That change took a movement. Its first voices were enslaved and formerly enslaved people themselves. Olaudah Equiano, kidnapped as a boy in West Africa, bought his freedom and in 1789 published his life story in London. Readers who had never seen a slave ship learned what the crossing was like from a man who had survived it.
In Britain, Quakers and other Christians organized. They collected signatures on petitions, printed a famous diagram of a slave ship packed with bodies, and asked shoppers to boycott sugar grown by enslaved people. William Wilberforce brought bills before Parliament year after year. In 1807 Parliament banned the slave trade, and in 1833 it voted to abolish slavery across the British Empire, paying slave owners a large sum and freeing about eight hundred thousand people. The United States banned the import of enslaved people in 1808, the earliest date its Constitution allowed. France, which had abolished slavery in 1794 and restored it under Napoleon, abolished it for good in 1848.
Every step was fought. Planters argued that slavery was property protected by law, that colonies would go bankrupt, and that Africans were better off enslaved. Abolitionists answered with the enslaved’s own testimony and with the words of 1776 and 1789. They pointed to Haiti as proof that freed people could rule themselves. A revolt in Jamaica in 1831, led by an enslaved preacher named Samuel Sharpe, helped convince Parliament that slavery could not last. In the United States, Frederick Douglass, who escaped slavery in 1838, asked white audiences what the Fourth of July could mean to a slave.
Illinois shows how slow and partial the change could be. The state’s 1818 constitution said slavery would not be introduced, yet it allowed existing indentures, and hundreds of Black people were still held in near-slavery in southern Illinois in the 1820s. In 1824 voters narrowly rejected a plan to rewrite the constitution to allow slavery. Free Black residents faced harsh laws limiting where they could live and work. Abolition in one place did not mean equality, and the fight over slavery in the United States would end only with a civil war.
Words to know
abolitionist
a person who worked to end slavery
petition
a written request signed by many people and sent to a government
boycott
refusing to buy something as a protest
Check yourself
1. Why did Olaudah Equiano's 1789 book matter to the abolition movement?
Why: Equiano's own story let readers who had never seen the trade understand it through the eyes of someone who lived it.
2. What did the British Parliament do in 1833?
Why: The 1807 act had banned the trade; the 1833 act ended slavery itself in the empire, freeing about eight hundred thousand people.
3. What does early Illinois history show about abolition?
Why: The 1818 constitution banned introducing slavery but permitted indentures, and harsh laws restricted free Black people.
35.11
Who Owns the Rights of Man
Main ideaThe declarations of 1776 and 1789 announced universal rights, and the people they excluded used those same words to demand inclusion, a pattern that has never stopped.
Look back over the century from 1750 to 1850 and a pattern appears. A group of men writes that all men are born free and equal. They mean, at first, men like themselves: property owners, white, Christian or at least European. Then someone outside the group reads the words and takes them literally. Olympe de Gouges took them literally for women. The rebels of Saint-Domingue took them literally for the enslaved. Hidalgo’s farmers took them literally for the Native poor of Mexico. Each time, the people in power said the words did not mean that. Each time, the people outside kept the text and pushed.
This is why historians call these documents even though their authors were not. The claim itself, that rights belong to people simply because they are people, did not stop at any border once it was written down. Thomas Paine, an Englishman who wrote for the American cause in 1776, argued that America’s fight was in large part the cause of all humanity. He later sat in the French Convention. Ideas moved with people, letters and newspapers in ways kings could not control.
The pattern also shows the limits. Each revolution was also a struggle over who would rule afterward, and the winners often narrowed the circle again. The American Constitution protected slavery. The French Assembly shut the women’s clubs. Bolívar’s republics kept the Native majority poor. Napoleon restored slavery, and Haiti’s own leaders sometimes forced freed people back onto plantations to save the economy. Declaring a right and living by it were different things, and , saying one thing while doing another, was everywhere.
Students sometimes ask whether the declarations meant anything, given how many people they left out. One answer is to look at what the excluded did with them. They did not throw the documents away. They quoted them. A text that says all people have rights becomes a tool in the hands of anyone who can read it, or hear it read. That is why the same argument continued into the 1900s over votes for women, civil rights and the end of empires. The revolutions of this chapter did not finish the job. They wrote the job description.
Words to know
universal
applying to everyone, everywhere, without exception
hypocrisy
claiming to hold a principle while acting against it
exclude
to leave someone out of a group or a right
Check yourself
1. What pattern connects de Gouges, the Haitian rebels and Hidalgo's followers?
Why: Each group read the promise of equal rights and insisted it applied to them, even though the authors had not meant it that way.
2. Which is an example of a revolution narrowing the circle of rights after winning?
Why: After women helped the revolution, the government closed their clubs in 1793 and executed de Gouges; the other choices widened rights.
3. Why do historians still call the declarations of 1776 and 1789 universal?
Why: The text made a claim about all people, and the excluded used that claim as a tool, which is what gave it lasting force.
Chapter review
Political Revolutions
0 / 8
1. Which event helped cause both the American and the French revolutions?
Why: War debt led Britain to tax the colonies and left France nearly bankrupt, which forced Louis the Sixteenth to call the Estates-General.
2. What did the deputies swear in the Tennis Court Oath of June 1789?
Why: Locked out of their hall, the National Assembly swore not to disband until it had written a constitution limiting the king.
3. What was the main reason the nobles gave up their privileges on August 4, 1789?
Why: Fear of peasant risings and real belief in the new ideas combined to produce the night's votes.
4. Which best describes the Terror of 1793 to 1794?
Why: Under the Committee of Public Safety, special courts sent about seventeen thousand people to the guillotine.
5. Which of these did Napoleon's Code establish?
Why: The Code made men equal before the law and protected property, but it kept wives under husbands' authority and restored colonial slavery.
6. What made the Haitian Revolution unique in history?
Why: Half a million enslaved people defeated their masters and Napoleon's army and founded Haiti in 1804.
7. How did Bolívar's supporters differ from Hidalgo's?
Why: Bolívar led a creole movement; Hidalgo's rising drew the poor majority of Mexico, which frightened creole elites.
8. What did the revolutions of 1848 mostly achieve by 1849?
Why: Armies crushed most of the risings, but serfdom ended in the Habsburg lands and many exiles carried their ideas to places like Illinois.
Send it to your teacher
36
Chapter
The Industrial Revolution
1760–1900
Big questionHow did machines, coal and factories change the way people worked, lived and thought, and who paid the price for that change?
The story
Twelve Hours in the Spinning Room
In Manchester in 1833, a ten-year-old girl walks to work in the dark, and a government official is waiting to ask her how long she stays.
It is half past five on a winter morning in 1833 in Manchester, England. A girl named Ellen, ten years old, pulls on a shawl and walks with her older brother through streets still black with night. The air smells of coal smoke. Around them hundreds of other people move in the same direction, toward the long brick buildings by the river whose windows are already lit. A bell rings at six. Anyone who arrives after it is fined part of a day's pay. Ellen has been walking this route since she was eight.
Inside, the spinning room is hot and loud. Machines called mules stretch across the floor, each one pulling hundreds of threads at once and rolling back and forth on wheels. Ellen's job is to be small. She crawls under the moving frame to sweep up loose cotton and to tie broken threads, then rolls out before the frame comes back. The overlooker, the man in charge of the room, carries a leather strap. Children who fall asleep or slow down feel it. The mule spinner Ellen works for is paid by how much thread he makes, so he pushes her too.
She works until noon, gets forty minutes for bread and cold tea, and works again until seven or eight in the evening. Twelve hours or more, six days a week. Her wage is a few shillings, which her family needs; her father's job weaving cloth at home has disappeared, because the mill's power looms make cloth cheaper than he can. By the end of the day her ankles hurt and her ears ring. Doctors will later describe children like her: knees bent from standing, chests weak from cotton dust, growth stunted.
This year is different for one reason. Parliament has sent inspectors to ask factory children how long they work and what happens to them. Their reports, and the testimony of children and parents before a committee the year before, shock readers who have never been inside a mill. In 1833 Parliament passes a Factory Act. Children under nine may not work in textile mills. Children nine to thirteen may work no more than nine hours a day and must have some schooling. Four inspectors are hired to enforce the law across the whole country. It is a small start, but it is the first time the government has said that what happens to Ellen is its business.
Ellen is not a real person, but everything about her day comes from the records: the hours, the strap, the dust, the ruined home weaver, the inspectors' questions. The Industrial Revolution made Britain the richest country on earth. It also made childhoods like hers, and it made people argue about what a rich country owed the people who produced its wealth. That argument, about work, machines, cities and fairness, is the subject of this chapter.
Talk about itEllen's family needed her wages, and her father's old job was gone. If you could pass one law in 1833, what would it be, and who might be hurt by it?
Section 1
Why Britain Went First
36.1
Coal, Capital and Canals
Main ideaBritain industrialized first because it had cheap coal, money to invest, waterways to move heavy goods, and laws that made business relatively safe.
Why did the Industrial Revolution begin in Britain, an island with a smaller population than France, rather than somewhere else? Historians point to a set of advantages that came together around 1750. The first was . Britain had large coalfields close to the surface and near rivers and the sea. Wood was running out as forests were cleared, and coal burned hotter. Cheap coal meant cheap heat for iron furnaces, and later cheap power for steam engines. A country that had to burn wood or import fuel could not have run thousands of factories.
The second advantage was money. Britain had grown rich from trade across the Atlantic, including the trade in enslaved people and the sugar and tobacco they produced. Merchants, landowners and bankers had , money saved up and available to invest. Britain had a national bank, a stock market and a system of country banks that could lend a mill owner money to build. Interest rates were low. Someone with a good idea and a friend at the bank could try it.
The third was transport. Coal and iron are heavy, and a horse on a muddy road can pull only so much. In 1761 the Duke of Bridgewater opened a canal that carried coal from his mines into Manchester and cut the price of coal in the city by about half. Others copied him. Within fifty years Britain had a network of canals linking mines, factories, rivers and ports. A single horse walking a towpath could pull a barge carrying many tons. Later, railroads would do the same job faster.
Finally, Britain’s laws helped. Parliament, not the king, controlled taxes, and Parliament was full of landowners and merchants who protected property. Courts enforced contracts. Patents let inventors profit from their ideas for a set number of years. Britain also had a large market with no internal tolls, unlike France or the German states, and colonies that bought its goods. None of these alone caused the revolution. Together they made Britain the place where a new idea could become a business.
Words to know
coal
a black rock formed from ancient plants that burns hot; the main fuel of the Industrial Revolution
capital
money or property saved up and used to start or grow a business
patent
a legal right that lets an inventor control who uses an invention for a set number of years
Check yourself
1. Why was coal so important to the start of industrialization in Britain?
Why: Britain's shallow, well-placed coalfields gave cheap fuel for furnaces and engines as forests were cleared.
2. What does capital mean in this lesson?
Why: Capital is money or property used to start or grow a business; British merchants and banks had a lot of it to lend.
3. What effect did the Bridgewater Canal have on Manchester?
Why: The canal let a single horse pull many tons of coal by barge, sharply lowering the cost of fuel in Manchester.
36.2
Cotton and the First Machines
Main ideaDemand for cotton cloth drove a chain of inventions in spinning and weaving that moved cloth-making from cottages into mills.
Before 1760 most cloth in Britain was made at home. A farm family bought raw wool or cotton, the women and children spun it into thread on a spinning wheel, and the man wove the thread into cloth on a hand loom. A merchant collected the cloth and paid by the piece. This was slow. One weaver needed the thread of several spinners, and spinners could not keep up. Meanwhile buyers wanted more cotton cloth, which was light, easy to wash and cheaper than linen or wool. Cotton itself came from India, the Caribbean and, increasingly, the slave plantations of the American South.
Inventors attacked the bottleneck. Around 1764 James Hargreaves, a weaver in Lancashire, built the spinning jenny, a hand-powered frame that let one worker spin eight threads at once, and later far more. In 1769 Richard Arkwright patented the water frame, which used a water wheel to drive rollers that spun stronger thread. Because a water frame needed a river and was too big for a cottage, Arkwright built a mill at Cromford in 1771 and brought workers to the machines. Samuel Crompton’s spinning mule of 1779 combined both ideas and became the standard machine of the cotton mill.
Now the problem flipped: spinners made more thread than hand weavers could use. In 1785 Edmund Cartwright patented a power loom. It took decades to perfect, but by the 1820s and 1830s power looms were driving hand weavers out of work. A hand-loom weaver who had earned a decent living in 1800 could barely feed a family by 1830. Some weavers, called Luddites, smashed machines in 1811 and 1812. Parliament made machine-breaking a crime punishable by death. Cheap cotton cloth was a triumph for buyers and a disaster for the people the machines replaced.
The numbers show the scale. Britain imported a few million pounds of raw cotton a year in the 1760s and hundreds of millions of pounds by the 1830s. Cotton cloth became Britain’s largest export, sold in India, Latin America and Africa. The city of Manchester, where much of it was made, was nicknamed Cottonopolis. And because the raw cotton came mainly from the American South, the mills of Lancashire and the slave plantations of Mississippi were linked in one system. The machines were new; some of the labor behind them was as old as slavery.
Words to know
cottage industry
making goods at home by hand, usually for a merchant who pays by the piece
textile
cloth, or the business of making cloth
Luddite
a worker in the 1810s who broke machines that were taking away jobs; now used for anyone who resists new technology
Check yourself
1. What was the bottleneck that the spinning jenny solved?
Why: Hand spinning was slow, and one weaver used the output of several spinners; the jenny let one person spin many threads at once.
2. Why did Arkwright build a mill instead of selling water frames to families?
Why: A water-powered machine had to sit beside a river, so workers came to the machine rather than the machine coming to them.
3. How were the cotton mills of Manchester linked to slavery?
Why: British mills depended on raw cotton from slave plantations, tying free wage labor in England to forced labor in America.
36.3
Steam Changes Everything
Main ideaJames Watt's improved steam engine freed factories from rivers and turned coal into motion, powering mills, mines and eventually ships and trains.
Water wheels had a problem: a mill had to sit by a fast river, and in a dry summer or a hard frost the wheel stopped. Early , used since the early 1700s to pump water out of coal mines, were huge, slow and burned enormous amounts of fuel. In the 1760s a Scottish instrument maker named James Watt, repairing one of these pumps at the University of Glasgow, saw why it wasted so much coal. The cylinder was heated and cooled with every stroke. Watt added a separate condenser so the cylinder stayed hot. His engine used about a quarter of the fuel.
Watt had the idea but not the money. He partnered with Matthew Boulton, a Birmingham manufacturer with capital and factory experience. Their engines, sold from 1776, at first pumped mines. Then Watt worked out how to turn the engine’s up-and-down motion into a turning wheel, and by the 1780s steam could drive the spinning machines in a cotton mill. Now a mill could be built anywhere coal could be delivered, including in the middle of a city near workers and markets. Manchester, on a slow river, became a steam city.
Steam power was not sudden. In 1800 most British factories still used water, and many stayed with it for decades. But the trend was clear. Each engine did the work of dozens of horses without tiring. Engineers kept improving them; by the 1800s high-pressure engines were small and strong enough to move themselves. In 1825 the first public steam railway opened in the north of England, and in 1830 the Liverpool and Manchester Railway carried passengers and cotton between the port and the mills at speeds no one had ever traveled on land.
The steam engine changed how people thought about power itself. For all of history, work had been done by muscle, wind, water or fire in a hearth. Now heat from buried rock could be turned into motion on demand. The word horsepower, which Watt invented to sell his engines by comparing them to horses, is still on engines today. Steam also tied industry to coal for good. Every mill chimney in Manchester, and the smoke that blackened its sky, was a Watt engine at work.
Words to know
steam engine
a machine that burns fuel to boil water and uses the pressure of steam to move a piston
condenser
the separate chamber Watt added to cool steam so the main cylinder could stay hot
horsepower
a unit of power that Watt defined by comparing an engine to the work of horses
Check yourself
1. What was the main improvement James Watt made to the steam engine?
Why: Earlier engines heated and cooled the cylinder every stroke; Watt's condenser cut fuel use to about a quarter.
2. How did steam power change where factories could be built?
Why: A steam mill did not need a river, so mills moved into cities like Manchester near workers, canals and markets.
3. Why did Watt invent the term horsepower?
Why: Buyers understood horses, so Watt rated his engines by how many horses' work they could do.
Section 2
Factories, Rails and Cities
36.4
Life Inside the Factory
Main ideaThe factory system replaced the rhythms of home and farm with the clock, the bell and the machine, and made discipline, not skill, the first demand on workers.
A is a building where many workers use power-driven machines under one owner’s control. That definition sounds simple, but it changed daily life more than any invention. On a farm or in a cottage, people worked hard but set their own pace: fast before a harvest, slow on a rainy day, with a break when the baby cried. A machine does not care about rain or babies. It runs at one speed, and the workers must match it. Mill owners posted rules, rang bells and fined workers for lateness, talking, opening a window or leaving a machine unattended.
The clock became a tool of control. Many workers in 1800 did not own a watch, so the factory bell told them the time. Some owners were accused of setting mill clocks forward in the morning and back at night. Work that used to follow the sun now followed the shift. Historians call this the new of industrial time. It is why we still talk about being on the clock. Children were valued in early mills partly because they were small enough to crawl under machines. They were also valued because they could be trained to obey before they learned any other way to work.
Machines also broke skilled trades into simple tasks. A hand weaver knew a whole craft. A power-loom minder watched several machines and tied broken threads. This made goods cheaper and let owners hire people with no training, including women and children, at lower wages. Adam Smith, a Scottish thinker, described in 1776 how splitting pin-making into eighteen separate steps let ten workers make tens of thousands of pins a day instead of a handful each. The gain in output was real. So was the loss of the pride and independence a craft had given.
Wages in the mills were often higher than in farm work, which is why people came. But work was dangerous. Unfenced gears and belts caught hair, hands and clothing. Cotton dust filled lungs. Hours ran twelve to fourteen a day before the Factory Acts, and a worker who was injured or too old was simply let go. Owners argued that they were competing with other mills and could not afford to be generous. Workers argued that the wealth of Manchester was built from their bodies. Both were describing the same system from different ends.
Words to know
factory
a building where many workers use power-driven machines under one owner's control
discipline
strict rules and control over how and when people work
division of labor
splitting a job into small separate tasks, each done by a different worker
Check yourself
1. How did factory work differ most from cottage or farm work?
Why: Machines ran at one speed all day, so bells, clocks and fines forced workers to keep up regardless of weather or family.
2. Why did early mill owners hire so many children?
Why: Children fit under machines, cost less, and had not learned the independent habits of craft workers.
3. What did Adam Smith's pin factory example show?
Why: By dividing pin-making into about eighteen tasks, ten workers made thousands of pins a day instead of a few each.
36.5
The Railroad Age
Main ideaRailroads shrank distance, created a new market for iron and coal, and set the pace of an economy that now ran on timetables.
On September 15, 1830, the Liverpool and Manchester Railway opened with a parade of trains, bands and the prime minister on board. It also produced the first famous railway death. A member of Parliament stepped onto the track to greet the prime minister and was hit by a . The engine was Stephenson’s Rocket. It had won a contest the year before by running about thirty miles an hour. The railway carried cotton, coal and, to everyone’s surprise, huge numbers of passengers. People who had never traveled thirty miles from home could now go to the next city and be back by dinner.
Railways spread with astonishing speed. Britain had about one hundred miles of track in 1830 and about six thousand miles by 1850. Building them took armies of laborers, called navvies, who dug cuttings and tunnels with picks and shovels and moved into the next valley when they finished. Railways were the biggest customers for iron and coal, so they fed the very industries that built them. They also needed money on a scale no single owner had, so investors bought shares in railway companies, and a mania for railway stock in the 1840s made some rich and ruined others.
The railway changed the map of time. Before trains, every town kept its own clock by the sun, so noon in Bristol came about ten minutes after noon in London. Timetables could not work that way. In the 1840s British railways adopted a single time, Greenwich time, and towns followed. The United States divided itself into standard time zones in 1883 for the same reason. Fresh milk and fish reached cities overnight. Newspapers printed in London were read in the north the same day. The , the basic network a society runs on, had changed, and so had people’s sense of how big the world was.
Railroads also reshaped the countryside and the city. Lines cut through farms and old neighborhoods; in London, working-class districts were cleared to build stations, pushing families into more crowded streets nearby. Country markets that the railway skipped withered. Towns at junctions boomed. In Illinois the same story unfolded a generation later: Chicago, with a few thousand people in 1840, became the railway hub of the continent by the 1850s, and grain, lumber and cattle from a thousand miles around flowed through it. A railway map is a map of where the money went.
Words to know
locomotive
a steam-powered engine that pulls a train
infrastructure
the basic networks a society runs on, such as roads, rails, canals, water and power
timetable
a published schedule of when trains arrive and leave
Check yourself
1. Why were railways such important customers for other industries?
Why: Rails, locomotives and bridges consumed iron, and engines burned coal, so railways drove the growth of both industries.
2. Why did railways lead to a single standard time?
Why: With local noon differing by minutes from town to town, schedules were impossible until railways adopted one time.
3. What happened to Chicago as railroads spread in the 1850s?
Why: Chicago's position at the meeting point of many lines made it the center of the grain, lumber and cattle trade.
36.6
The Shock City
Main ideaIndustrial cities grew faster than anyone could plan for, packing workers into crowded, unsanitary housing where disease killed the young in staggering numbers.
Manchester had about seventy-five thousand people in 1801 and more than three hundred thousand by 1851. No city had ever grown that fast. Visitors came from across Europe to see it, and many were horrified. Streets ran with waste. Families crowded into cellars with no windows and no drains. Rows of back-to-back houses shared a single privy, an outdoor toilet, among dozens of people. Rivers that powered the first mills became open sewers. The German writer Friedrich Engels, whose father owned a Manchester cotton business, walked the worst districts in 1842 and 1843 and wrote a book about what he saw.
Nobody designed this. , the movement of people into cities, happened because that was where the jobs were, and builders threw up cheap housing as fast as they could. No law required drains or clean water. City governments were weak and often run by the same men who owned the mills. The result was disease. Cholera, spread by water polluted with sewage, killed tens of thousands in Britain in 1832 and again in 1848 and 1849. Typhus and tuberculosis were constant. In the poorest parts of Manchester and Liverpool in the 1840s, a large share of children died before their fifth birthday.
Reformers gathered evidence. Edwin Chadwick’s 1842 report on the health of the working population used tables of deaths by district. They showed that the poor in cities died years earlier than the rich. Filth, not bad character, was the cause. John Snow, a London doctor, mapped cholera deaths in 1854 around a single water pump. He showed the disease came from the water, not from bad air as most people believed. Such reports pushed Parliament toward public health laws in 1848 and 1875 that required sewers, clean water and inspectors.
The industrial city was also a place of energy and hope. It had libraries, newspapers, chapels, music halls, political meetings and the chance to rise. A country girl who came to Manchester to work found wages, friends and a life her mother never had. Immigrants from Ireland, fleeing famine in the late 1840s, filled the poorest streets and kept the mills running. Chicago in the 1880s repeated the pattern with newcomers from Germany, Poland, Italy and the American South, and with the same crowded blocks and the same fights over water and sewers. The shock city was cruel and alive at once.
Words to know
urbanization
the growth of cities as people move into them from the countryside
cholera
a deadly disease spread by water polluted with sewage
public health
government action to protect the health of a whole population, such as clean water and sewers
Check yourself
1. Why did cholera spread so easily in industrial cities?
Why: Cholera lives in water fouled by human waste, and crowded districts without sewers or clean water spread it quickly.
2. What did Chadwick's 1842 report use to make its case?
Why: Chadwick used death statistics to show that living conditions, not personal failings, cut short the lives of the urban poor.
3. Which statement about the industrial city is best supported by the lesson?
Why: The city killed the poor through disease yet offered wages and freedom, and public health laws followed reports like Chadwick's and Snow's.
Section 3
Workers Respond
36.7
Children, Inspectors and the Law
Main ideaInvestigations into child labor produced the first factory laws, which were weak at first but established that government could regulate work.
For decades mill owners and many members of Parliament argued that the government had no business inside a factory. A contract between an owner and a worker, they said, was private. If a parent chose to send a child to a mill, that was the family’s affair. Besides, Britain competed with other countries, and shorter hours would mean higher prices and lost sales. These arguments came from a belief called , a French phrase meaning leave it alone: the economy works best when the government keeps out.
What changed minds was evidence. In 1832 a committee led by Michael Sadler took testimony from workers who had grown up in the mills. Witnesses described starting work at six years old, shifts of fourteen hours or more during busy seasons, beatings to keep them awake, and bodies bent from years of standing. Some could not stand straight when they testified. Newspapers printed the testimony. Owners complained that the witnesses were picked to shock, and a second inquiry the next year gave a more careful picture, but it agreed that children were being worked far beyond what their bodies could bear.
The Factory Act of 1833 was the result. It banned children under nine from textile mills, limited those under thirteen to nine hours a day, and for the first time paid inspectors to check. Four inspectors for the whole country could not visit every mill, and owners lied about ages and hid children when the inspector came. But the principle was set. In 1842 a Mines Act barred women and children under ten from working underground after a report with pictures of children hauling coal carts on hands and knees. In 1847 a Ten Hours Act limited women and young people in textile mills to ten hours a day, which in practice shortened men’s hours too.
Illinois followed the same path decades later. In 1893 the state passed a law limiting factory work for children and hired Florence Kelley, who lived at Hull House in Chicago, as its first chief factory inspector. Her team walked into sweatshops and documented children as young as four sewing garments. The Illinois Supreme Court struck down part of the law two years later, and the fight continued for a generation. The pattern was the same as in Britain: private suffering became public evidence, evidence became law, and law was then tested, resisted and slowly enforced.
Words to know
laissez-faire
the belief that government should leave the economy alone and not regulate business
inspector
an official whose job is to visit workplaces and check that laws are obeyed
testimony
a statement given as evidence, often before a court or committee
Check yourself
1. What did believers in laissez-faire argue about factory laws?
Why: Laissez-faire held that the economy worked best when government left agreements between owners and workers alone.
2. What did the Factory Act of 1833 do that earlier laws had not?
Why: Earlier laws had no enforcement; the 1833 act hired four inspectors, which made the rules real for the first time.
3. Who was Florence Kelley?
Why: Kelley, based at Hull House, enforced the 1893 Illinois child labor law until the state supreme court weakened it.
36.8
Unions and the Strike
Main ideaWorkers learned that acting together gave them power an individual lacked, and they built unions, strikes and political movements despite laws against them.
A single worker who asked for higher pay could be fired and replaced by the next person at the gate. A thousand workers who stopped at once could stop the mill. This simple arithmetic is the idea behind a , an organization of workers who bargain with an employer together. Britain outlawed unions in 1799 and 1800, fearing revolution like France’s, and workers met in secret. Parliament lifted the ban in 1824, though for decades the courts still punished strikes in various ways. Skilled workers such as engineers and printers organized first, since they were hardest to replace.
A , when workers refuse to work until a demand is met, was the union’s main weapon and a risky one. Strikers earned nothing, and owners could bring in replacements or simply wait. In 1834 six farm laborers in the village of Tolpuddle were sentenced to seven years’ transportation to Australia for swearing a secret oath to form a union. Hundreds of thousands of people signed petitions and marched in London, and the government gave in and pardoned them. The Tolpuddle Martyrs, as they were called, showed that public opinion could shift.
Workers also turned to politics. In 1838 a movement called Chartism demanded the vote for every adult man, secret ballots, and pay for members of Parliament so that working men could serve. Chartists gathered millions of signatures on petitions in 1839, 1842 and 1848. Parliament rejected all three. Yet within seventy years every one of the Charter’s main demands had become law. In the United States, workers marched in Chicago on May 1, 1886, for an eight-hour day. Days later a bomb at a rally in Haymarket Square killed police and civilians, and the trial and executions that followed became a symbol for workers around the world. May Day, the international workers’ holiday, comes from Chicago.
Unions did not win everything, and they often excluded women, immigrants and Black workers from their ranks. Owners fought them with lockouts, blacklists and private guards. But over the 1800s wages in Britain rose, hours fell, and a worker’s voice in the workplace became normal in a way it had not been in 1800. Economists still debate how much of that came from unions and how much from growth itself. What is not in doubt is that workers who could not vote, and who were told the economy was none of their business, made it their business anyway.
Words to know
union
an organization of workers who bargain with an employer as a group
strike
when workers refuse to work until a demand is met
Chartism
a British working-class movement of the 1830s and 1840s demanding the vote for all men
Check yourself
1. Why does a union give workers power that one worker lacks?
Why: The owner can replace one person easily, but not everyone at once, so collective action changes the balance.
2. What did the case of the Tolpuddle Martyrs show?
Why: Massive petitions and marches led the government to pardon six farm workers sent to Australia for forming a union.
3. What happened to the Chartists' demands in the long run?
Why: Parliament rejected the petitions, but within seventy years the vote for men, secret ballots and paid members were all law.
36.9
Marx and the Critics of Capitalism
Main ideaThinkers from Adam Smith to Karl Marx argued about whether the new economy was fair and whether it should be left alone, reformed or overthrown.
The Industrial Revolution created a new kind of economy that people began calling . Private owners put up capital, hire workers for wages, and sell goods for profit in competitive markets. Adam Smith had argued in 1776 that when each person pursues his own gain, competition tends to produce more goods at lower prices. It was as if an invisible hand guided the whole. Smith also warned that owners would try to fix prices and that repetitive work dulled the mind. Later thinkers who took his name, though, often kept only the first idea.
Others looked at Manchester and saw not an invisible hand but a fist. Robert Owen, a mill owner in Scotland, shortened hours, built schools and decent housing at his mill in New Lanark, and made a profit doing it. He argued that owners could be humane. Reformers in Parliament pushed factory and health laws. And Friedrich Engels, after his walks through Manchester, teamed up with a German philosopher named Karl Marx. In 1848 they published a short pamphlet, the Communist Manifesto, in London.
Marx argued that history was a struggle between classes. In the industrial age there were two great classes. The owned the factories and capital. The were the workers who owned nothing but their ability to work. Owners grew rich, he said, from the difference between what workers produced and what they were paid. Competition would push wages down and concentrate wealth. Then the workers, who were the great majority, would rise up, take the factories and run them in common. The Manifesto ended by telling the workers of all countries to unite; they had nothing to lose but their chains.
Marx’s predictions did not come true in the way he expected. Wages in industrial countries rose over the long run, and the revolutions that later claimed his name took place in poor farming countries, not in Britain. Critics said he ignored how markets and reforms could improve life without revolution. But his questions did not go away: who owns what, who gets the gain from new machines, and whether workers have a say. Every debate today about automation, wages and inequality is, in part, a debate that Smith, Owen and Marx started.
Words to know
capitalism
an economy in which private owners invest money, hire workers for wages and sell goods for profit
bourgeoisie
Marx's word for the class that owns factories and capital
proletariat
Marx's word for the class of workers who own nothing but their ability to work
Check yourself
1. Which of these is a feature of capitalism as the lesson defines it?
Why: Capitalism rests on private ownership, wage labor and competitive markets.
2. How did Robert Owen differ from Marx?
Why: Owen ran a humane mill at New Lanark to prove reform worked; Marx argued the system itself would drive workers to overthrow it.
3. Which of Marx's predictions did not come true as he expected?
Why: Wages in industrial nations rose over the long run, and revolutions in his name happened in farming countries instead.
Section 4
The World Industrializes
36.10
Europe, America and Japan Catch Up
Main ideaIndustry spread beyond Britain when other nations copied its machines and added their own resources, banks and government support.
Britain tried to keep its lead. For years it was illegal to export textile machinery or for skilled mechanics to leave the country. It did not work. Samuel Slater memorized the design of Arkwright’s machines, sailed to America in 1789, and built a cotton mill in Rhode Island. Belgium, with coal and iron near French and Dutch markets, industrialized in the 1820s and 1830s. France grew more slowly, keeping many small workshops. The German states, once they linked their markets and built railways in the 1840s and 1850s, moved fast, and by 1900 Germany led Europe in steel and chemicals.
The United States had what Britain lacked: endless land, rivers for power, and immigrants for labor. Mills at Lowell, Massachusetts, in the 1820s hired young farm women and housed them in supervised boardinghouses. After the Civil War the country built railroads across a continent and drew iron ore, coal and oil from the interior. By the 1890s the United States made more steel than Britain. The Midwest became the workshop of the country. In Chicago, Cyrus McCormick built a factory in 1847 to make reaping machines that cut wheat, and by the 1880s the city’s stockyards turned cattle into packaged meat on moving that would inspire Henry Ford.
Japan is the most remarkable case, because it industrialized on purpose. American warships forced Japan to open its ports in the 1850s. A new government under the Meiji emperor decided in 1868 that the only way to avoid being colonized was to become as strong as the colonizers. It sent students and officials abroad to study factories, banks and armies. It built the first railway in 1872. The same year it opened a model silk mill with French machines and French instructors, and later it sold state factories to private companies. Within forty years Japan had a modern army and navy and a growing textile industry. In 1905 it defeated Russia in war.
Two lessons stand out. First, later industrializers did not have to invent; they copied, and they could skip Britain’s slow early steps. Second, governments mattered more the later a country started. Britain’s revolution grew from private business with little state help. Germany’s used banks and tariffs, taxes on imports that protected new factories. Japan’s was planned from the top. The spread of industry was not automatic. It went where resources, capital and political will came together, and it left much of the world, including the colonies that supplied cotton and other raw materials, on the outside.
Words to know
tariff
a tax on imported goods, often used to protect a country's own industries
assembly line
a way of making things in which the product moves past workers who each do one task
Meiji
the era of the Japanese emperor who reigned from 1868, when Japan modernized rapidly
Check yourself
1. How did Samuel Slater bring the Industrial Revolution to America?
Why: Britain banned exporting machines and mechanics, so Slater carried the designs in his head and rebuilt them in America.
2. Why did Japan's government decide to industrialize after 1868?
Why: Having been forced open by American warships, Japan's leaders concluded that only modern industry and armies could keep it independent.
3. What difference did starting later make for countries like Germany and Japan?
Why: Later industrializers borrowed British technology and used banks, tariffs or state planning to catch up quickly.
36.11
Steel, Wires and Light
Main ideaA second wave of technology after 1850, built on steel, electricity and the telegraph, made industry faster, bigger and more connected than the age of steam.
The first Industrial Revolution ran on iron, coal and steam. The second, starting around 1850, ran on , electricity, chemicals and oil. Steel is iron with a small, controlled amount of carbon; it is stronger and more flexible than iron but had always been slow and expensive to make. In 1856 Henry Bessemer in England announced a process that blew air through molten iron to burn out impurities, turning tons of iron into steel in minutes. Prices fell sharply. Steel rails lasted many times longer than iron ones. Steel beams let architects in Chicago build the first skyscrapers in the 1880s.
Electricity changed communication first. In 1844 Samuel Morse sent a message by from Washington to Baltimore over a wire, using a code of dots and dashes. Within a decade wires ran beside every railway. In 1866 a cable across the Atlantic seabed linked Britain and North America, and a message that had taken ten days by ship took minutes. Prices, news and orders now moved faster than any goods, and a merchant in Chicago could know the price of wheat in Liverpool the same morning. The telephone followed in 1876.
Then electricity became power and light. In 1879 Thomas Edison’s team produced a practical light bulb, and in 1882 his company opened a generating station in New York that lit a few blocks of offices. Electric streetcars appeared in the late 1880s and let cities spread outward. Electric motors could be put anywhere a wire reached, so a factory no longer needed a single giant steam engine with belts running to every machine. By 1900 the second revolution had also given the world cheap chemical dyes, the internal combustion engine, and the first automobiles.
This wave belonged as much to Germany and the United States as to Britain. It depended on science in a new way. Bessemer was a tinkerer, but the chemists who built Germany’s dye industry had university degrees, and companies began to run research laboratories. The scale of business grew too. Steel mills and electric companies needed millions in capital, so selling shares to thousands of investors replaced family firms. Andrew Carnegie’s steel company and Standard Oil were larger than many governments. The question of who would check that kind of power was new.
Words to know
steel
iron mixed with a small, controlled amount of carbon, making it stronger and more flexible
telegraph
a system for sending coded messages instantly over electric wires
corporation
a business owned by many investors who buy shares in it
Check yourself
1. Why did the Bessemer process matter?
Why: Blowing air through molten iron turned it to steel in minutes, dropping prices and opening the way for steel rails and skyscrapers.
2. What did the 1866 transatlantic cable change?
Why: The undersea telegraph cable let news and prices cross the ocean almost instantly instead of by ten-day ship voyage.
3. How did the second industrial revolution differ from the first?
Why: Chemicals and electricity required trained scientists, and steel and electric companies needed capital from thousands of investors.
36.12
New Air, New Time, New Lives
Main ideaIndustrialization remade the environment and daily life, bringing cheaper goods, longer lives and new freedoms alongside smoke, pollution and a faster world.
Stand on a hill above an industrial city in 1880 and you would not see it. Smoke from thousands of chimneys hung over Manchester, Pittsburgh and Chicago so thick that trees died and white shirts turned gray by noon. Rivers ran orange with dye or black with oil. Coal ash coated everything. In 1900 people accepted this as the price of jobs; a smoking chimney meant a working mill. Only much later would scientists link that smoke to disease and to the warming of the planet. The Industrial Revolution began humanity’s large-scale burning of , and the air has carried the record ever since.
The land changed too. Forests fell for railway ties and mine timbers. Wheat from Illinois and Argentina, moved by rail and steamship, fed European cities and pushed local farmers off the land. Whole regions were dug up for coal and ore. Yet the same forces made goods cheap. In 1800 a working family in England owned a few garments and mended them for years. By 1900 that family could buy machine-made cotton clothes, factory shoes, tinned food, cheap newspapers and a railway ticket to the seaside. , the buying and using of goods, became part of ordinary life.
Time itself felt different. The clock ruled work, and it now ruled leisure: the Saturday half-day, the annual holiday, the timetable. Gas and then electric light stretched the day into the night. Literacy rose as governments built schools, partly to produce workers who could read instructions. Women’s lives shifted in contradictory ways. Factory wages gave some young women independence their mothers never had, while middle-class women were increasingly expected to stay home. Families grew smaller as children became a cost rather than a set of hands.
Was it worth it? People in 1900 lived longer on average than in 1800, in Britain by more than a decade, largely because of clean water, cheaper food and later medicine. They also worked to a bell, breathed smoke and lived in cities where a lost job meant hunger. The gains and losses did not fall on the same people. A mill owner’s grandson and a mill child’s grandson experienced different revolutions. Any honest judgment has to hold both in view, and to notice that many of the questions, about pollution, machines and who benefits, are still open.
Words to know
fossil fuel
coal, oil or natural gas, formed from ancient living things and burned for energy
consumption
buying and using goods and services
literacy
the ability to read and write
Check yourself
1. What long-term environmental change did the Industrial Revolution begin?
Why: Coal-fired industry started humanity's massive use of fossil fuels, with effects on air and climate that continue today.
2. How did cheap machine-made goods change ordinary families by 1900?
Why: Mass production made everyday goods affordable, and buying things became part of working-class life.
3. Why does the lesson say the gains and losses did not fall on the same people?
Why: Life expectancy rose overall, but an owner's family and a worker's family shared neither the wealth nor the smoke equally.
Chapter review
The Industrial Revolution
0 / 8
1. Which combination best explains why Britain industrialized first?
Why: Coal, capital, transport and stable laws came together in Britain around 1750 in a way they did nowhere else.
2. Why did Arkwright's water frame move cloth-making out of the home?
Why: Water power required a mill by a river, so workers came to the machines, creating the factory.
3. What did James Watt's separate condenser accomplish?
Why: Keeping the cylinder hot saved most of the fuel, making steam practical for mills.
4. Why did railways lead to standard time?
Why: Timetables need one clock, so British railways adopted Greenwich time and towns followed.
5. What was the main cause of cholera in industrial cities?
Why: John Snow's 1854 pump map and later science showed cholera spread through fouled water.
6. What principle did the Factory Act of 1833 establish?
Why: The act was weak, but paid inspectors meant the government had claimed the right to look inside the factory.
7. According to Marx, where did the owners' profit come from?
Why: Marx argued that the bourgeoisie grew rich by keeping the value workers created beyond their wages.
8. Which describes Japan's industrialization after 1868?
Why: The Meiji government studied Western industry abroad and built railways, mills and a modern army on purpose.
Send it to your teacher
37
Chapter
Nationalism and Imperialism
1850–1914
Big questionWhy did the strongest nations of the late 1800s carve up most of the world, how did the people they conquered respond, and how did it all lead toward 1914?
The story
The Mountains at Adwa
On the first day of March in 1896, an Italian army marched into the hills of northern Ethiopia expecting an easy victory over an African king. It met a hundred thousand soldiers instead.
Before dawn on March 1, 1896, three Italian columns move through the dark hills near the town of Adwa in northern Ethiopia. They number about seventeen thousand men, Italians and African soldiers recruited in the colony of Eritrea, with dozens of artillery pieces. Their commander, General Baratieri, has been told by his government in Rome that Italy expects a victory. Italy is a new nation, united only thirty-five years earlier, and its leaders want colonies like Britain and France have. The maps the Italians carry are poor. In the dark, the columns lose touch with each other.
Waiting for them is the Emperor Menelik the Second and his Empress Taytu, with an army of roughly one hundred thousand. Menelik has spent years preparing for this day. He has bought modern rifles and artillery from the very European powers now competing in Africa, including from Italy itself. He has united rival Ethiopian lords under one banner by argument, marriage and force. His soldiers know the ground. When the Italians realize their mistake, they are already spread across three separate valleys, and the Ethiopians attack each column in turn.
By noon the battle is decided. Thousands of Italian soldiers are dead or captured. Baratieri retreats toward Eritrea with the survivors. Menelik does not chase him to the sea. He has proved his point, and his army needs food. In October Italy signs a treaty recognizing Ethiopia's full independence. In Rome, crowds riot and the prime minister resigns. Across Africa and Asia, and among Black Americans reading the news in Chicago and elsewhere, Adwa becomes a name to remember. An African state has beaten a European army in open battle and kept its freedom.
The reason it matters is what surrounds it. In 1870 Europeans controlled about a tenth of Africa. By 1914 they controlled nearly all of it, with Ethiopia and Liberia the only exceptions. In the same decades Britain ruled India directly, European powers forced China to give up ports and rights, and Japan, after remaking itself in a generation, seized its own colonies. This chapter asks how a few nations came to rule so much of the world, why they believed they had the right, what conquered peoples did about it, and how the rivalries of empire tightened into the alliances that were waiting for a spark in 1914.
Adwa also shows the two threads of the chapter tied together. Italy was at Adwa because nationalism had made it a country and its leaders wanted an empire to prove it. Ethiopia won at Adwa because Menelik had built something like a modern nation, with a unified army and modern weapons, out of his own rival provinces. Nationalism drove the conquerors and armed the resisters. Keep that in mind as the chapter moves from Italy and Germany to Japan, Africa, India, China and finally the summer of 1914.
Talk about itMenelik bought his rifles from the same European countries that were competing to conquer Africa. Why would they sell them to him? What does that tell you about how empire actually worked?
Section 1
Building Nations
37.1
Italy Made by Diplomacy and Volunteers
Main ideaItaly was united between 1859 and 1870 by a combination of Cavour's careful diplomacy in the north and Garibaldi's volunteer army in the south.
In 1850 Italy was, as an Austrian minister once said, only a geographical expression. The peninsula was divided into about ten states. Austria ruled the rich north around Milan and Venice. The pope ruled the middle from Rome. A Spanish-descended king ruled Naples and Sicily. Only one Italian state had a constitution and an elected parliament: the small kingdom of Piedmont-Sardinia in the northwest. After the failure of 1848, Italian who wanted one country looked to Piedmont as the state that could lead.
Piedmont’s prime minister, Count Camillo di Cavour, was a practical man who distrusted romantic revolution. He built railways, modernized the army, and looked for a powerful friend. In 1858 he made a secret deal with the French emperor Napoleon the Third: France would help drive Austria out of northern Italy in exchange for territory. War came in 1859. French and Piedmontese troops won bloody battles, and Austria gave up Lombardy, the region around Milan. Small states in central Italy then voted to join Piedmont. Cavour had won half of Italy by , the art of negotiating between states, and one carefully chosen war.
The south came differently. Giuseppe Garibaldi was a soldier and a revolutionary who had fought in South America and in 1848. In May 1860 he sailed from near Genoa with about a thousand volunteers in red shirts to Sicily, where a revolt had broken out against the king of Naples. Peasants joined him. Within months his growing army had taken Sicily and Naples. Garibaldi could have set up a republic; instead he met King Victor Emmanuel of Piedmont and handed over his conquests. In March 1861 the Kingdom of Italy was proclaimed. Venice was added after a war in 1866, and Rome in 1870 when French troops guarding the pope left to fight Prussia.
Unity on the map was not unity in fact. Most Italians spoke regional dialects and could not read; the standard Italian of the new state was a foreign language to many. The south was poor and resented being ruled from the north; for years the army fought what it called brigands there. The pope refused to recognize the kingdom and told Catholics not to take part in its politics. A leader of the movement is often quoted as saying that having made Italy, they now had to make Italians. That task, of turning people who shared a peninsula into a nation, took schools, railways, the draft and decades.
Words to know
nationalist
a person who wants their people to have a country of their own and puts that nation first
diplomacy
negotiation between governments to reach agreements or alliances
unification
joining separate states into one country
Check yourself
1. Why did Italian nationalists look to Piedmont to lead unification after 1848?
Why: Piedmont-Sardinia alone had kept a constitution after 1848, and Cavour built the railways and army to make it the natural leader.
2. How did Cavour gain northern Italy?
Why: Cavour's alliance with Napoleon the Third brought French armies into a war that forced Austria to give up Lombardy.
3. Why does the saying 'now we must make Italians' matter?
Why: Political unification came first; building a shared language, schools and loyalty took decades more.
37.2
Bismarck and the German Empire
Main ideaOtto von Bismarck united Germany under Prussia through three short wars, creating the most powerful state in Europe and a new balance of power.
In 1860 the German-speaking lands were still a loose league of about thirty-nine states. Two rivals dominated them. Austria was a sprawling empire of many peoples. Prussia was a disciplined kingdom in the north with the best-drilled army in Europe. Liberals in 1848 had tried to unite Germany by a parliament and failed. In 1862 the Prussian king appointed Otto von Bismarck as his chief minister. Bismarck was a conservative landowner who despised parliaments. He believed the great questions of the day would be decided not by speeches and majority votes but by iron and blood.
He meant it. Bismarck ignored the Prussian parliament’s refusal to fund the army and expanded it anyway. Then he used it three times. In 1864 Prussia and Austria together took two provinces from Denmark. In 1866 Bismarck picked a quarrel with Austria over those provinces, and Prussia’s army, using railways and new breech-loading rifles, crushed the Austrians in seven weeks. Prussia annexed several northern states and formed a North German Confederation without Austria. Bismarck made the peace deliberately mild, so Austria would not seek revenge.
France was the last obstacle. Bismarck knew the southern German states, Catholic and suspicious of Prussia, would only join if they faced a common enemy. In 1870 he edited a diplomatic telegram to make it sound as if the French ambassador and the Prussian king had insulted each other. France, under Napoleon the Third, declared war. The southern states joined Prussia, and the German armies trapped the French at Sedan in September and captured the emperor. On January 18, 1871, in the Hall of Mirrors at the French palace of Versailles, the German princes proclaimed the Prussian king , emperor, of a united Germany.
The new German Empire took the French provinces of Alsace and Lorraine, a wound France never forgot. It had the largest population in Europe west of Russia and the fastest-growing industry. Its constitution gave the Kaiser and his chancellor most of the power. Bismarck now called Germany a satisfied state. He spent twenty years building alliances to keep France isolated and the peace intact. The map of Europe had been redrawn by , politics based on power and results rather than ideals. Nationalism, which liberals had hoped would free peoples, had been harnessed by a conservative to build a military empire.
Words to know
Kaiser
the German word for emperor, used for the ruler of the German Empire from 1871 to 1918
realpolitik
politics based on practical power and results rather than ideals or morals
annex
to take territory and make it part of your own country
Check yourself
1. What did Bismarck mean by settling questions with iron and blood?
Why: Bismarck rejected the liberal approach of 1848 and used the Prussian army in three wars to unite Germany.
2. Why did Bismarck want a war with France in 1870?
Why: The Catholic southern states distrusted Prussia but joined it against France, and unification followed victory.
3. How did the German Empire's constitution distribute power?
Why: Germany had an elected Reichstag, but the emperor and his chancellor controlled the army and foreign policy.
37.3
Japan Remakes Itself
Main ideaAfter being forced open by American warships, Japan's Meiji leaders overturned their old order and built a modern state strong enough to defeat a European empire by 1905.
In July 1853 four American warships under Commodore Matthew Perry steamed into Edo Bay, near the city now called Tokyo. Two were steam-powered and belched black smoke. Japan had shut itself off from most foreign contact for over two centuries under the , the military ruler who governed in the emperor’s name. Perry carried a letter demanding that Japan open its ports. He returned the next year with more ships, and the shogun’s government, knowing it could not fight, signed a treaty. Soon Britain, Russia and others forced similar unequal treaties that let foreigners trade and be tried by their own courts.
Many Japanese saw the treaties as humiliation and blamed the shogun. In 1868 a group of young samurai from outlying domains overthrew the shogunate and declared that they were restoring power to the fifteen-year-old emperor, who took the reign name Meiji, meaning enlightened rule. The Meiji Restoration was a revolution from above. The new leaders abolished the old domains and the privileges of the samurai class, including their right to wear swords. They created a draft army of commoners, a national school system, and a modern tax on land. Their slogan was rich country, strong army.
They studied the West with a purpose. The Iwakura mission of 1871 to 1873 sent about fifty leaders around the United States and Europe to see how modern states worked. Japan hired foreign experts, then replaced them with Japanese once the skills were learned. It adopted a written constitution in 1889 modeled partly on Germany’s, with an elected lower house but power concentrated in the emperor’s ministers. Railways, telegraphs, shipyards and textile mills followed. Japanese leaders adopted Western clothes, calendars and law codes while insisting on Japanese loyalty to the emperor.
The test came in war. In 1894 and 1895 Japan defeated China and took Taiwan. In 1904 and 1905 it fought Russia over control of Korea and Manchuria, destroyed the Russian fleet in a single battle, and won. It was the first time in modern history that an Asian state had defeated a European great power, and nationalists from India to Egypt took notice. Japan renegotiated the unequal treaties and in 1910 annexed Korea outright. The country that had been forced open in 1853 was, half a century later, an power itself, ruling other peoples as Europeans did.
Words to know
shogun
the military ruler who governed Japan in the emperor's name until 1868
restoration
returning power to a ruler; in Japan, the 1868 return of power to the emperor
imperial
relating to an empire, a state that rules other territories and peoples
Check yourself
1. Why did Japan sign the treaty Perry demanded in 1854?
Why: Facing steam warships with heavy guns, the shogunate concluded that resistance was hopeless and signed.
2. Which change was part of the Meiji reforms?
Why: The Meiji leaders dismantled the samurai class and built a national army, schools and tax system on Western models.
3. Why did Japan's 1905 victory over Russia matter beyond Japan?
Why: The war was the first modern victory of an Asian nation over a European empire, and it inspired movements from India to Egypt.
Section 2
The Scramble for Africa
37.4
Berlin Draws the Lines
Main ideaBetween 1870 and 1914 European powers divided nearly all of Africa among themselves, setting the rules at a conference in Berlin to which no African was invited.
In 1870 European rule in Africa was mostly a fringe of coastal forts and trading posts, plus French Algeria in the north and British and Dutch settlers in the south. Inside the continent, hundreds of African states, kingdoms and peoples governed themselves. Then, in less than thirty years, Europeans claimed almost everything. Historians call it the for Africa, because that is how it looked: a rush, each power grabbing land before a rival could. By 1914 only Ethiopia and Liberia remained independent.
Several things made the scramble possible. Quinine, a medicine from a South American tree bark, let Europeans survive malaria in the interior. Steamboats went up rivers that sailing ships could not. The telegraph carried orders from Europe in hours. Above all, new rifles and the Maxim machine gun, which could fire hundreds of rounds a minute, gave small European forces an overwhelming advantage over larger African armies armed with older guns or spears. At the battle of Omdurman in Sudan in 1898, British forces with machine guns killed about ten thousand Sudanese soldiers while losing fewer than fifty of their own.
The rush created quarrels among the Europeans, and in 1884 Bismarck invited the powers to Berlin to set rules. The Berlin Conference met from November 1884 to February 1885. Fourteen states attended; not one African ruler or representative was invited. The delegates agreed that a power claiming a coast had to actually occupy it to keep it, and they recognized King Leopold the Second of Belgium’s personal claim to the vast Congo basin. Then they went home and sent soldiers to sign treaties, often in languages the African signers could not read, that turned trade agreements into surrenders of sovereignty.
The borders drawn in these years were lines on maps made by men who had mostly never been to Africa. Rivers, straight lines and lines of latitude split peoples in two and forced rivals into one . Those borders largely survive today as the borders of African nations, and many of the continent’s later conflicts run along them. The scramble was quick, and it was not in any sense agreed to by the people whose land it divided. That fact, more than any other, shaped what came after.
Words to know
scramble
a frantic rush to grab something before others do; here, the European race to claim Africa
colony
a territory ruled by a distant country, usually for that country's benefit
quinine
a medicine from tree bark that prevents and treats malaria
Check yourself
1. Which technology most directly gave small European forces an advantage in African battles?
Why: Rapid-firing weapons let a few hundred European troops defeat armies many times their size, as at Omdurman in 1898.
2. Who was not at the Berlin Conference of 1884 to 1885?
Why: Fourteen European and American states set the rules for dividing Africa without a single African present.
3. Why do the borders drawn in the scramble still matter?
Why: Lines drawn in Europe with little knowledge of Africa were kept after independence and shape many later conflicts.
37.5
Why Empire: Motives and Excuses
Main ideaEuropeans took empires for profit, power and prestige, and justified them with claims about race, religion and civilization that many people at the time also challenged.
Ask why a country would spend money and lives to rule people thousands of miles away, and you get several answers, all partly true. The first is . Factories needed raw materials such as cotton, rubber, palm oil and copper, and they needed markets to sell to. Investors wanted places to put their capital. Yet the numbers are mixed: most European trade was with other industrial countries, not colonies, and many colonies cost more to run than they returned. Empire made some companies and individuals very rich while taxpayers paid the bills.
The second answer is power and pride. After 1871 Germany, Italy and a Britain worried about German growth all measured themselves by territory on the map. A coaling station for warships, a port on a strategic strait, a colony to deny a rival: strategy drove much of the scramble. Newspapers sold papers with stories of explorers and battles, and voters cheered flags on maps. A politician who lost a colonial contest could lose an election. Nationalism, which had built Italy and Germany, now demanded that every real nation have an empire.
The third answer is the set of ideas Europeans used to explain themselves. Missionaries wanted to spread Christianity and often built schools and hospitals. Others spoke of a duty to bring civilization, meaning European law, medicine and trade, to people they considered backward. The English writer Rudyard Kipling called this the white man’s burden in an 1899 poem urging the United States to rule the Philippines. Some thinkers twisted Darwin’s science into a claim that races competed like species and that Europeans had proved themselves fittest. Scientists today reject this entirely, and many people rejected it then.
Critics spoke up in Europe and America. The economist J. A. Hobson argued in 1902 that empire benefited a few investors at everyone else’s expense. Mark Twain and other members of the Anti-Imperialist League attacked the American war in the Philippines. Missionaries and a British consul named Roger Casement exposed the horrors of Leopold’s Congo. And colonized people themselves answered most sharply: an Indian lawyer, an Egyptian journalist or an Ethiopian emperor could point out that if civilization meant law and consent, empire by conquest was its opposite. The justifications did not convince everyone even in their own day.
Words to know
economic
having to do with money, trade, resources and jobs
missionary
a person sent to spread a religion, often also running schools or hospitals
prestige
respect and standing in the eyes of others, often a motive for empire
Check yourself
1. What does the lesson say about the claim that colonies were profitable?
Why: Most European trade was with other industrial nations, and empire enriched a few while the public paid for soldiers and administration.
2. How did nationalism feed imperialism after 1871?
Why: New and old powers alike treated colonies as proof of national strength, and losing a colonial contest could cost an election.
3. Which of these was a critic of empire in its own time?
Why: The Anti-Imperialist League attacked the American conquest of the Philippines, showing the justifications were disputed even then.
37.6
Rubber, Resistance and Adwa
Main ideaColonial rule in Africa ranged from brutal forced labor in the Congo to indirect rule elsewhere, and Africans resisted by war, by revolt and by organizing, with Ethiopia keeping its independence.
The Congo Free State showed empire at its worst. King Leopold the Second of Belgium held it as his personal property from 1885 to 1908, and he wanted profit from wild rubber. His agents set quotas for villages. Men were sent into the forest to tap rubber vines; if a village fell short, soldiers took women and children hostage, burned homes, or cut off hands as proof of punishment. Missionaries photographed the victims. The British consul Roger Casement’s 1904 report and a campaign led by the journalist E. D. Morel forced Belgium’s parliament to take the colony from the king in 1908. The population of the region fell by millions in those years, from killing, famine and disease.
Most colonies were not the Congo, but all rested on force. Britain often used , governing through existing chiefs and kings who kept their titles but took orders. France tried to make Africans in some colonies into French citizens, a promise kept for very few. Everywhere, colonial governments demanded taxes paid in cash, which pushed Africans to work for wages in mines and on plantations, and they took the best land for European settlers in places like Kenya and Algeria. Railways ran from mines to ports, not between African cities. The economy was built to serve the ruling country.
Africans fought back from the beginning. Samori Touré built an empire in West Africa and fought the French for more than fifteen years before his capture in 1898. The Zulu army destroyed a British force at Isandlwana in 1879 before being crushed months later. In German East Africa, the Maji Maji rising of 1905 to 1907 united many peoples against forced cotton growing; German troops answered with a famine campaign that killed tens of thousands. In Southwest Africa the German army drove the Herero people into the desert to die, an act now recognized as . Armed resistance mostly lost against machine guns, but it was everywhere.
Ethiopia was the exception, and its victory at Adwa in 1896 explains why. Menelik the Second had done what Japan did: he used the rivalry of the European powers to buy modern weapons, unified rival lords, and met the invader with an army that was larger, better led and better armed than the Italians expected. Resistance also took new forms as colonial rule settled in. Mission-educated Africans founded newspapers, formed associations and petitioned for rights in the language of the rulers. In 1912 a group in South Africa founded the organization that became the African National Congress. The struggle that would end European rule in the 1950s and 1960s had begun.
Words to know
indirect rule
governing a colony through local chiefs or kings who keep their titles but follow the colonial power's orders
genocide
the deliberate destruction of a whole people
quota
a fixed amount that must be produced or delivered
Check yourself
1. What forced Belgium's parliament to take the Congo from King Leopold in 1908?
Why: Evidence of hostage-taking, mutilation and mass death, spread by a public campaign, shamed Belgium into ending Leopold's personal rule.
2. How did colonial governments push Africans into wage labor?
Why: Cash taxes and the taking of land forced people who had lived by farming to work for European employers.
3. What did Ethiopia and Japan have in common in this era?
Why: Menelik and the Meiji leaders each built modern armies with weapons bought from Europe and beat a European power in battle.
Section 3
Empire in Asia
37.7
India Under the Company and the Crown
Main ideaA trading company came to rule India, a massive rebellion in 1857 nearly ended that rule, and afterward the British Crown governed India directly for ninety years.
For a century before 1857, much of India was ruled not by the British government but by a business: the East India Company. The company had come to trade in cloth, spices and tea. It built forts and hired Indian soldiers called . Step by step it took over provinces as the Mughal Empire weakened. By the 1850s the company governed most of the subcontinent. Its army had about two hundred thousand sepoys commanded by a few thousand British officers. It collected taxes, ran courts and annexed states whose rulers died without an heir it recognized.
In 1857 the sepoys rose. The spark was a new rifle cartridge said to be greased with cow and pig fat, which soldiers had to bite open; cow fat was forbidden to Hindus and pig fat to Muslims. The deeper causes were years of annexations, high taxes, disrespect for Indian religion and custom, and fear that the British meant to convert everyone to Christianity. Sepoys at Meerut killed their officers in May 1857 and marched to Delhi, where they proclaimed the elderly Mughal emperor their leader. Peasants, landlords and the rulers of some states joined. For over a year northern India was at war.
The fighting was savage on both sides. Rebels killed British men, women and children at Kanpur. When British and loyal Indian troops retook cities, they hanged and shot thousands, sometimes whole villages, and blew captured rebels from the mouths of cannons. The British called it the Mutiny; many Indians later called it the First War of Independence. Neither name captures everything: it was a soldiers’ revolt, a peasant rising and a last stand of old rulers at once, and it never spread to the south or won over the Sikh and Gurkha troops the British relied on. By 1858 it was over.
The consequences lasted. Parliament abolished the East India Company and the British Crown took over; in 1877 Queen Victoria was named Empress of India. The period is called the , from a Hindi word for rule. The British rebuilt the army with more British troops and units drawn from groups they considered loyal. They stopped pushing religious change but also stopped trusting Indians with power. Railways, telegraphs, canals and English-language schools followed, built for British needs and used by Indians for their own. In 1885 educated Indians founded the Indian National Congress to ask, politely at first, for a share in governing their own country.
Words to know
sepoy
an Indian soldier serving in the army of the East India Company or the British
Raj
British rule over India from 1858 to 1947, from a Hindi word for rule
annexation
the taking of territory into another state's control
Check yourself
1. Who governed most of India before 1857?
Why: The trading company had built an army and taken over provinces until it ruled most of the subcontinent.
2. Why did the greased cartridges set off the rebellion?
Why: The cartridges offended both religions and confirmed fears that the British disrespected Indian faith and custom.
3. What changed after 1858?
Why: Parliament ended company rule and began the Raj, direct rule by the Crown that lasted until 1947.
37.8
China's Century of Humiliation
Main ideaFrom the Opium War of 1839 to the Boxer uprising of 1900, foreign powers forced China to give up ports, rights and land, while the Qing dynasty weakened from within.
In 1800 China under the Qing dynasty was the largest and one of the richest states on earth. It sold tea, silk and porcelain to Europe and wanted little in return except silver. British merchants found something the Chinese would buy: , an addictive drug grown in British India. By the 1830s millions of Chinese were addicted, silver was flowing out, and the emperor ordered the trade stopped. In 1839 an official named Lin Zexu seized and destroyed about twenty thousand chests of British opium at Canton. Britain sent warships.
The Opium War of 1839 to 1842 showed the gap in military technology. British steam gunboats and disciplined troops defeated Chinese forces at will. The Treaty of Nanjing in 1842 forced China to open five ports to foreign trade, pay a large sum, and hand the island of Hong Kong to Britain. It was the first of what Chinese call the unequal treaties. Later treaties gave foreigners the right to be tried by their own courts, opened more ports, legalized opium, and allowed missionaries anywhere. France, Russia, Germany, the United States and Japan all demanded and received similar rights.
China’s troubles were also internal. The Taiping Rebellion of 1850 to 1864 was led by a man who believed he was the younger brother of Jesus. It built a rival state in southern China. Crushing it took years of war that killed, by standard estimates, twenty million people or more. The Qing court was divided. Reformers wanted Western arms and factories; conservatives saw such things as corruption. In 1895 Japan, which had reformed, defeated China in a short war and took Taiwan. European powers then carved out spheres of influence, regions where each claimed special rights. Chinese cartoons showed the country as a melon being sliced.
In 1899 and 1900 a secret society whose members practiced martial arts, called Boxers by foreigners, rose in northern China against missionaries, Chinese Christians and everything foreign. The empress dowager Cixi backed them, and Boxers besieged the foreign legations in Beijing for fifty-five days. An army from eight nations, including the United States and Japan, marched in, relieved the siege, looted the capital and imposed a huge payment. The dynasty was finished in all but name. In 1911 a revolution ended it, and in 1912 China became a republic, weak and divided but no longer an empire. Chinese today still call the years from 1839 to 1949 the century of humiliation.
Words to know
opium
an addictive drug made from poppies, sold by British merchants to China in the 1800s
unequal treaty
an agreement forced on a weaker country that gives special rights to the stronger one
sphere of influence
a region where an outside power claims special trading and political rights
Check yourself
1. Why did British merchants sell opium to China?
Why: China sold much and bought little, so opium from British India became the way to pay for tea and pull silver out of China.
2. Which was a term of the Treaty of Nanjing in 1842?
Why: The first unequal treaty took Hong Kong, opened ports and imposed a payment; later treaties added more rights for foreigners.
3. What was the result of the Boxer uprising?
Why: The foreign relief army crushed the Boxers, looted the capital and demanded payment, and the dynasty fell in 1911.
37.9
Living Under Empire
Main ideaEmpire changed daily life for the ruled through law, school, work and disease, and colonized people used the rulers' own tools and ideas to challenge them.
What did empire feel like to the people ruled? Start with a farmer in India in the 1870s. He now paid taxes in cash on a fixed schedule, whatever the harvest. To get cash he grew cotton or indigo for export instead of food. When the rains failed, as they did in 1876 and again in the 1890s, grain was still shipped out by rail to pay debts, and millions starved in that officials recorded in detail but did little to stop. British economists at the time argued that relief would spoil the poor. Indian writers such as Dadabhai Naoroji argued that Britain was draining India’s wealth. Historians still debate the numbers, but the deaths are not in doubt.
Now start with a boy in a mission school in West Africa or Vietnam. He learns to read, in French or English, and he learns that his own history is savage and his rulers’ history is glorious. He may become a clerk, a teacher or a lawyer, better paid than his parents and barred from the top jobs, which are reserved for Europeans. He may be tried by different courts than a European, barred from certain clubs, made to step off the sidewalk. The , the rule that race decided rights, ran through every colony. It also ran through the United States of the same years, and Black American writers noticed the connection.
Empire brought railways, hospitals, vaccines and printed books, and defenders of empire point to them. Critics answer that these were built for the rulers’ needs and paid for by the ruled. The same decades saw famines and forced labor, and Japan built railways without being colonized. Both sides are describing real things. What is harder to argue with is . No colony voted to be ruled. In every colony the government answered to a capital thousands of miles away rather than to the people it taxed.
The clerk and the lawyer became the empire’s problem. Educated in the rulers’ language, they read the rulers’ own books about liberty and asked why the words did not apply to them. Gandhi, trained as a lawyer in London, began organizing Indians against racial laws in South Africa in the 1890s. Journalists in Cairo, Lagos and Hanoi printed newspapers. Students went abroad and met each other. When the next chapter of world history opened in 1914, the empires looked permanent on the map. The people who would take them apart were already at school.
Words to know
famine
a severe shortage of food that causes widespread hunger and death
color line
the rule, written or unwritten, that a person's race decides their rights and place
consent
agreement; in politics, the idea that rule is legitimate only if the ruled accept it
Check yourself
1. Why did Indian farmers grow cotton or indigo instead of food under British rule?
Why: Cash taxes on a fixed schedule pushed farmers toward crops they could sell, leaving them vulnerable when rains failed.
2. What does the lesson mean by the color line?
Why: In every colony, and in the United States of the same era, race determined courts, jobs and where a person could go.
3. Why were educated colonial subjects a problem for the empires?
Why: Lawyers, clerks and journalists trained in the rulers' schools used that training to organize and argue against colonial rule.
Section 4
Toward 1914
37.10
Alliances and Arms
Main ideaBetween 1879 and 1907 Europe divided into two armed alliance blocs, so that a quarrel between any two powers threatened to pull in all of them.
After 1871 Bismarck’s goal was to keep France, which wanted Alsace and Lorraine back, without friends. He allied Germany with Austria-Hungary in 1879, added Italy in 1882 to form the Triple Alliance, and kept a separate understanding with Russia. It was a juggling act, and it depended on him. In 1890 a new young Kaiser, Wilhelm the Second, dismissed Bismarck and let the Russian agreement lapse. France saw its chance. By 1894 France and Russia were allies, and Germany faced potential enemies on two sides, exactly what Bismarck had worked to prevent.
Britain had stayed apart, protected by the sea and the largest navy in the world. Then Germany began building a battle fleet. Wilhelm wanted a navy to match Germany’s new industrial power and colonial ambitions; Britain saw it as a threat to its survival, since Britain imported most of its food by sea. The naval took off. In 1906 Britain launched HMS Dreadnought, a battleship so fast and heavily armed that every older warship became outdated overnight, and both countries raced to build more. Britain settled its old colonial quarrels with France in 1904 and with Russia in 1907. Europe now had two blocs: the Triple Alliance and the Triple Entente.
Armies grew too. Every continental power except Britain drafted young men for two or three years of service, then kept them as reserves. Russia’s peacetime army was well over a million men. Germany and France each had hundreds of thousands and could call up millions. Generals drew detailed plans that depended on railway timetables. Germany’s plan aimed to knock out France in six weeks before Russia could fully mobilize. , calling up reserves and moving them by rail to the frontier, was so complex that once begun it was hard to stop. Any country that started later might lose before fighting began.
Add the pressures of the earlier lessons. Nationalism made governments afraid to look weak. Empire gave the powers places to collide, in Morocco in 1905 and 1911, where Germany challenged France and backed down, leaving bitterness. Newspapers in every capital printed stories of enemy plots. None of this made war certain. The powers had backed away from several crises. But the system had become one in which a small war could not stay small, because each ally had promised to fight for the other, and each general staff had a plan that could not wait.
Words to know
alliance
an agreement between countries to help each other, especially in war
arms race
a competition between countries to build more and better weapons
mobilization
calling up soldiers and moving them to the front to prepare for war
Check yourself
1. What was Bismarck trying to prevent with his alliances after 1871?
Why: Bismarck kept France isolated and Russia friendly; after his dismissal, France and Russia allied and his fear came true.
2. Why did Britain see Germany's new navy as a threat?
Why: An island that fed itself by ship could not accept a rival fleet, so Britain launched Dreadnought and joined the Entente.
3. Why was mobilization hard to stop once started?
Why: Mobilization plans were so complex and time-sensitive that leaders feared any delay would hand the enemy victory.
37.11
A Spark Waiting
Main ideaBy 1914 the world was more connected, more armed and more divided than ever, and a murder in the Balkans set off the alliances that turned a local crisis into a world war.
In 1914 a person could send a telegram from London to Bombay in minutes, buy Argentine beef in Manchester, and read in a Chicago newspaper about a riot in Cairo. Trade, investment and travel linked the world as never before. Some writers argued that war between the great powers had become impossible because it would ruin everyone’s economy. Nearly all of Africa and much of Asia was ruled from Europe, and European capital, rails and warships reached everywhere. The world of 1914 was, in a sense, one system, and Europe sat at its center.
The weakest point of that system was the , the mountainous region of southeastern Europe. The Ottoman Empire, which had ruled it for centuries, was losing territory year by year. Serbia, Bulgaria, Greece and Romania had won independence and wanted more. Austria-Hungary, a patchwork empire of a dozen peoples, feared that Serbian nationalism would pull its own Serbs and Croats away. Russia saw itself as the protector of Serbia and other Slavic peoples. Two Balkan wars in 1912 and 1913 redrew borders and left everyone armed and angry.
On June 28, 1914, the heir to the Austrian throne, Archduke Franz Ferdinand, visited Sarajevo in Bosnia, a province Austria-Hungary had annexed in 1908 over Serbian objections. A nineteen-year-old Bosnian Serb nationalist named Gavrilo Princip, part of a small group armed with help from inside Serbia, shot him and his wife dead in their open car. Austria-Hungary, with Germany’s backing, sent Serbia an , a final demand with a deadline, designed to be refused. Serbia accepted most of it. Austria declared war anyway on July 28. Russia mobilized to protect Serbia. Germany declared war on Russia on August 1 and on France on August 3, invading through neutral Belgium. Britain declared war on Germany on August 4.
In five weeks a murder had become a war among all the great powers, and because those powers ruled the world, it was a world war. Soldiers from India, Senegal, Algeria, Australia, Canada and later the United States would fight in it. Historians still argue over blame: German ambition, Austrian recklessness, Russian mobilization, Serbian plotting, or a system that made everyone’s fears reasonable. This chapter began with nations being made and empires being seized. It ends with those nations and empires locked into a machine that no one, in the summer of 1914, proved able to stop.
Words to know
Balkans
the mountainous region of southeastern Europe, including Serbia, Bosnia, Bulgaria and Greece
ultimatum
a final demand with a deadline, backed by a threat of force
neutral
not taking sides in a war
Check yourself
1. Why did Austria-Hungary fear Serbian nationalism?
Why: As a multi-national empire, Austria-Hungary feared that a strong Serbia would pull its own Slavic peoples away.
2. How did the assassination in Sarajevo become a world war?
Why: Each ally honored its promises and its mobilization plans, so a Balkan quarrel drew in every great power in five weeks.
3. Why was the war of 1914 a world war rather than a European one?
Why: Empires meant that a war among European states involved India, Africa, Australia, Canada and more from the start.
Chapter review
Nationalism and Imperialism
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1. What role did Garibaldi play in Italian unification?
Why: Garibaldi's thousand red-shirted volunteers took the south in 1860 and he gave his conquests to Victor Emmanuel.
2. How was Germany united in 1871?
Why: Prussia defeated Denmark, Austria and France in turn, and the German princes proclaimed the Kaiser at Versailles.
3. What was the goal of the Meiji leaders' slogan 'rich country, strong army'?
Why: The Meiji government copied Western industry and military methods to keep Japan independent and strong.
4. What happened at the Berlin Conference of 1884 to 1885?
Why: Fourteen states, all European or American, set the terms of the scramble; no African was invited.
5. Why did Ethiopia keep its independence when most of Africa did not?
Why: Menelik's preparation and his victory at Adwa forced Italy to recognize Ethiopia's independence by treaty.
6. What was the main result of the rebellion of 1857 in India?
Why: Parliament abolished company rule in 1858 and began the Raj, direct rule by the Crown.
7. What did the unequal treaties forced on China do?
Why: Beginning with Nanjing in 1842, the treaties stripped China of control over trade, law and land.
8. Why did the alliance system make the 1914 crisis so dangerous?
Why: The Triple Alliance and Triple Entente turned a Balkan quarrel into a war among all the great powers in five weeks.
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Unit wrap-up
Revolutions and the Modern World
Twelve words, twelve meanings
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Tap a word, then tap its meaning. A right pair locks in green.
Words
Meanings
Unit test
Fifteen questions across the unit
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1. What idea from the Declaration of Independence most directly challenged kings across Europe?
Why: Rule by consent denied that a king held power by birth or by God's choice.
2. Why did the Third Estate object to voting by estate in 1789?
Why: One vote per estate let the clergy and nobles, about two percent of people, outvote everyone else.
3. What did Olympe de Gouges do in 1791?
Why: She rewrote the 1789 declaration article by article to include women, and was executed in 1793.
4. Which was a cause of the Terror of 1793 to 1794?
Why: Foreign invasion and internal revolt led the Committee of Public Safety to execute thousands of suspected enemies.
5. Why was Haiti's revolution unlike any other?
Why: Half a million enslaved people defeated planters and Napoleon's army and founded Haiti.
6. What event in Europe opened the way for independence in Spanish America?
Why: With Spain's king removed, colonists formed their own governments and Bolívar and others fought for independence.
7. Which set of advantages best explains why Britain industrialized first?
Why: Fuel, money, transport and stable law came together in Britain around 1750.
8. What did James Watt's separate condenser do?
Why: Keeping the cylinder hot saved most of the fuel earlier engines wasted.
9. Why did cholera kill so many in industrial cities?
Why: John Snow's map and later science showed cholera spread through fouled water.
10. What principle did Britain's Factory Act of 1833 establish?
Why: Paid inspectors, however few, meant the state had claimed the right to look inside the factory.
11. What did Marx predict that did not happen in industrial countries?
Why: Wages in industrial nations rose over the long run, and revolutions in Marx's name came in farming countries.
12. How did Bismarck unite Germany?
Why: Prussia defeated Denmark, Austria and France, and the German Empire was proclaimed at Versailles in 1871.
13. What did Japan and Ethiopia both do in this era?
Why: Meiji Japan beat Russia in 1905 and Menelik's Ethiopia beat Italy at Adwa in 1896.
14. What was decided at the Berlin Conference, and who was missing?
Why: Fourteen European and American states set the terms of the scramble without any African ruler or representative.
15. Why did a murder in Sarajevo in 1914 lead to a world war?
Why: Austria's ultimatum to Serbia triggered promises among allies, and within five weeks all the great powers were at war.
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Spiral review
Five questions from earlier units
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1. (Unit 15) Why did small Spanish forces defeat the Aztec and Inca empires?
Why: Smallpox, tens of thousands of Indigenous allies, an Inca civil war and Spanish weapons together explain conquests that a few hundred men could not have achieved alone.
2. (Unit 15) What did West Africa trade across the Sahara, and for what?
Why: West Africa had abundant gold and little salt; the desert had salt mines and needed gold, so caravans carried each toward the other.
3. (Unit 15) How did the Mongol Empire affect trade across Asia?
Why: Under the Pax Mongolica, the yam relay system and Mongol protection let merchants and ideas cross Asia in weeks.
4. (Unit 15) Why did trade in the Indian Ocean depend on the monsoon?
Why: Sailors timed their voyages to the summer and winter monsoons, which blew steadily in opposite directions.
5. (Unit 15) Which region was the richest and most populous in 1450?
Why: China had the largest economy, biggest ships and oldest printing industry, though it had just ended its ocean voyages.
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Write it
Make a claim: between 1750 and 1914, did the promise of equal rights made in 1776 and 1789 reach the people it left out, or was it mostly broken? Support your claim with evidence from at least two chapters and explain your reasoning.
State your claim in one clear sentence, and say which people you are judging it by: women, the enslaved, workers, colonized peoples.
Use specific evidence: de Gouges, Haiti's independence, the Factory Acts, Chartism, the Berlin Conference, the color line.
Explain your reasoning: show how each piece of evidence supports your claim, not just that it exists.
Take the other side seriously: what would someone who disagrees point to, and why does your evidence outweigh it?
Give dates and eras for every person and event you use.
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